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ALPS Disruptive Technologies ETF
DTEC

Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$13.3M -$1.33M -26,922 -9%
UBS Group
2
UBS Group
Switzerland
$5.92M +$1.03M +20,737 +20%
Wells Fargo
3
Wells Fargo
California
$4.21M -$490K -9,889 -10%
FIM
4
Freedom Investment Management
Connecticut
$3.54M -$207K -4,181 -5%
Morgan Stanley
5
Morgan Stanley
New York
$3.37M +$58.5K +1,181 +2%
EL
6
Essex LLC
Illinois
$3.32M +$101K +2,035 +3%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.27M +$1.77M +35,665 +112%
Natixis Advisors
8
Natixis Advisors
Massachusetts
$2.88M -$15K -303 -0.5%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$2.88M +$92.6K +1,870 +3%
HHRDM
10
H&H Retirement Design & Management
Nevada
$2.18M -$8.55M -172,535 -76%
LPL Financial
11
LPL Financial
California
$2.16M -$201K -4,067 -8%
RJA
12
Raymond James & Associates
Florida
$1.81M -$69.4K -1,402 -4%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.67M -$130K -2,625 -7%
Jane Street
14
Jane Street
New York
$1.44M +$1.48M +29,833 New
PAG
15
Private Advisor Group
New Jersey
$1.39M -$1.11M -22,508 -44%
CC
16
Claybrook Capital
Massachusetts
$1.28M +$41.4K +836 +3%
Stifel Financial
17
Stifel Financial
Missouri
$1.26M +$109K +2,202 +9%
CA
18
Cetera Advisors
Colorado
$1.11M +$16.5K +334 +1%
LNC
19
Lincoln National Corp
Pennsylvania
$967K -$44.3K -894 -4%
CAN
20
Cetera Advisor Networks
California
$552K -$3.57K -72 -0.6%
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$537K +$551K +11,120 New
KAS
22
Kestra Advisory Services
Texas
$437K -$47K -950 -10%
RPC
23
Rossmore Private Capital
Connecticut
$415K +$74.3K +1,500 +21%
Citadel Advisors
24
Citadel Advisors
Florida
$385K -$617K -12,468 -61%
National Bank of Canada
25
National Bank of Canada
Quebec, Canada
$383K +$392K +7,915 New
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