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ALPS Disruptive Technologies ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
1
Cetera Investment Advisers
Illinois
$6.01M +$27K +595 +0.5%
UBS Group
2
UBS Group
Switzerland
$3.03M -$4.5K -99 -0.2%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$3M +$69.3K +1,525 +3%
Morgan Stanley
4
Morgan Stanley
New York
$2.63M +$84.7K +1,864 +4%
Bank of America
5
Bank of America
North Carolina
$2.53M -$3.67M -80,734 -61%
LPL Financial
6
LPL Financial
California
$1.66M +$16.3K +359 +1%
Raymond James Financial
7
Raymond James Financial
Florida
$1.59M -$43.7K -961 -3%
GS
8
GTS Securities
Florida
$1.1M +$93.6K +2,060 +10%
TWM
9
Tradition Wealth Management
Minnesota
$1.06M -$23.5K -517 -2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$806K -$79.4K -1,748 -10%
Rockefeller Capital Management
11
Rockefeller Capital Management
New York
$585K +$4.54K +100 +0.9%
WS
12
Wedbush Securities
California
$568K
SMF
13
Scott Marsh Financial
Utah
$509K +$469K +10,326 New
Osaic Holdings
14
Osaic Holdings
Arizona
$504K -$170K -3,733 -27%
Jane Street
15
Jane Street
New York
$492K +$453K +9,976 New
KAS
16
Kestra Advisory Services
Texas
$390K
RPC
17
Rossmore Private Capital
Connecticut
$379K -$1.27K -28 -0.4%
SA
18
Sincerus Advisory
New York
$363K -$1.68K -37 -0.5%
Wells Fargo
19
Wells Fargo
California
$330K +$20K +440 +7%
National Bank of Canada
20
National Bank of Canada
Quebec, Canada
$311K -$2.95K -65 -1%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$306K +$35.1K +773 +14%
PAG
22
Private Advisor Group
New Jersey
$303K
1L
23
10Elms LLP
Oklahoma
$269K
BFA
24
Beaumont Financial Advisors
Massachusetts
$265K
Stifel Financial
25
Stifel Financial
Missouri
$254K -$1.14K -25 -0.5%