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DOG

ProShares Short Dow30

34 hedge funds and large institutions have $70.9M invested in ProShares Short Dow30 in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 14 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

108% more call options, than puts

Call options by funds: $3.17M | Put options by funds: $1.52M

0.12% less ownership

Funds ownership: 8.08%7.96% (-0.12%)

17% less funds holding

Funds holding: 4134 (-7)

23% less capital invested

Capital invested by funds: $92.1M → $70.9M (-$21.2M)

43% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 14

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

50% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 12

Holders
34
Holders Change
-7
Holders Change %
-17.07%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
6
Increased
8
Reduced
14
Closed
12
Calls
$3.17M
Puts
$1.52M
Net Calls
+$1.65M
Net Calls Change
+$3.32M
Name Holding Trade Value Shares
Change
Change in
Stake
PCM
26
Prelude Capital Management
New York
$70K
DSC
27
Duncker Streett & Co
Missouri
$66K
AIG
28
American International Group
New York
$47.6K -$16.3K -169 -25%
JWA
29
JFS Wealth Advisors
Pennsylvania
$23K -$169K -1,750 -88%
Citigroup
30
Citigroup
New York
$23K -$30.8K -319 -56%
CAPTRUST Financial Advisors
31
CAPTRUST Financial Advisors
North Carolina
$12K +$12.1K +125 New
TCM
32
Tradewinds Capital Management
Washington
$5K
NFG
33
Next Financial Group
Texas
$1K -$22.9K -238 -98%
US Bancorp
34
US Bancorp
Minnesota
$1K
BRWA
35
B. Riley Wealth Advisors
Florida
$96 +$99.6K +1,033 New
LG
36
Leuthold Group
Minnesota
-$6.27M -63,542 Closed
IPC
37
Independent Portfolio Consultants
Florida
-$3.59M -36,397 Closed
CWA
38
Constellation Wealth Advisors
New York
-$2.15M -21,848 Closed
SGAM
39
Steinberg Global Asset Management
Florida
-$1.68M -17,018 Closed
B
40
Baird
Wisconsin
-$937K -9,495 Closed
Stifel Financial
41
Stifel Financial
Missouri
-$590K -5,979 Closed
PAS
42
Partnervest Advisory Services
California
-$572K -5,800 Closed
ACM
43
Argentus Capital Management
Texas
-$354K -3,594 Closed
Goldman Sachs
44
Goldman Sachs
New York
-$317K -3,212 Closed
VKH
45
Virtu KCG Holdings
New York
-$271K -2,750 Closed
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
-$12K -125 Closed
Barclays
47
Barclays
United Kingdom
-$2.41K -25 Closed

DOG Hedge Fund Activity: Q4 2014 in Review

34 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in ProShares Short Dow30 (DOG) for Q4 2014, worth a combined $70.9M — down 23% from $92.1M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of DOG and 6 opened new positions — a net loss of 6 holders — while 14 trimmed existing stakes and 8 added.

The largest buyer was Brinker Capital Investments, adding an estimated $5.44M. The largest seller was Morgan Stanley, cutting an estimated $17.6M.

  • 34 institutional investors held ProShares Short Dow30 (DOG) as of Q4 2014, down from 41 in Q3 2014.
  • Funds reported $70.9M of ProShares Short Dow30 stock for Q4 2014, down 23% quarter-over-quarter.
  • 6 funds opened new ProShares Short Dow30 positions in Q4 2014 and 12 closed out, a net change of -6 holders.
  • The largest ProShares Short Dow30 buyer in Q4 2014 was Brinker Capital Investments, an estimated $5.44M added.
  • The largest ProShares Short Dow30 seller in Q4 2014 was Morgan Stanley, an estimated $17.6M sold.

Based on aggregated 13F filings for Q4 2014.