ProShares Short Dow30
30 hedge funds and large institutions have $75.3M invested in ProShares Short Dow30 in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 8 closing their positions.
50% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 8
0.57% more ownership
Funds ownership: 6.77% → 7.33% (+0.57%)
3% less capital invested
Capital invested by funds: $77.9M → $75.3M (-$2.67M)
3% less funds holding
Funds holding: 31 → 30 (-1)
13% less first-time investments, than exits
New positions opened: 7 | Existing positions closed: 8
59% less call options, than puts
Call options by funds: $313K | Put options by funds: $760K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
+$4.21M |
| 2 |
SGAM
Steinberg Global Asset Management
Boca Raton,
Florida
|
+$3.75M |
| 3 |
VF
Virtu Financial
New York
|
+$2.52M |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$948K |
| 5 |
TRCT
Tower Research Capital (TRC)
New York
|
+$809K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
U
UBS
Zurich,
Switzerland
|
-$3.88M |
| 2 |
Morgan Stanley
New York
|
-$2.87M |
| 3 |
LPL Financial
San Diego,
California
|
-$856K |
| 4 |
Barclays
London,
United Kingdom
|
-$663K |
| 5 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$609K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
PAS
26
Partnervest Advisory Services
Santa Barbara,
California
| $13K | -$277K | -2,500 | -95% |
|
27
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $8K | +$8.29K | +75 | New |
|
28
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| $5K | +$4.87K | +44 | New |
|
29
US Bancorp
Minneapolis,
Minnesota
| $1K | -$57.8K | -523 | -99% |
|
|
ASN
30
Advisory Services Network
Atlanta,
Georgia
| $1K | +$664 | +6 | New |
|
|
31
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$609K | -5,503 | Closed |
|
|
RJA
32
Raymond James & Associates
St Petersburg,
Florida
| – | -$416K | -3,600 | Closed |
|
33
Cambridge Investment Research Advisors
Fairfield,
Iowa
| – | -$275K | -2,380 | Closed |
|
|
MA
34
MUFG Americas
New York
| – | -$20K | -177 | Closed |
|
|
WA
35
WFG Advisors
Dallas,
Texas
| – | -$13K | -113 | Closed |
|
|
MFS
36
MSI Financial Services
Springfield,
Massachusetts
| – | -$10K | -82 | Closed |
|
|
FANJ
37
Financial Architects (New Jersey)
Marlton,
New Jersey
| – | -$3K | -29 | Closed |
|
38
Citigroup
New York
| – | -$2K | -21 | Closed |
|
DOG Hedge Fund Activity: Q4 2013 in Review
30 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in ProShares Short Dow30 (DOG) for Q4 2013, worth a combined $75.3M — down 3.4% from $77.9M a quarter earlier.
Sellers outnumbered buyers: 8 funds closed out of DOG and 7 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 12 added.
The largest buyer was Wells Fargo, adding an estimated $4.21M. The largest seller was UBS, cutting an estimated $3.88M.
- 30 institutional investors held ProShares Short Dow30 (DOG) as of Q4 2013, down from 31 in Q3 2013.
- Funds reported $75.3M of ProShares Short Dow30 stock for Q4 2013, down 3.4% quarter-over-quarter.
- 7 funds opened new ProShares Short Dow30 positions in Q4 2013 and 8 closed out, a net change of -1 holder.
- The largest ProShares Short Dow30 buyer in Q4 2013 was Wells Fargo, an estimated $4.21M added.
- The largest ProShares Short Dow30 seller in Q4 2013 was UBS, an estimated $3.88M sold.
Based on aggregated 13F filings for Q4 2013.