U
DOG

UBS’s ProShares Short Dow30 DOG Stock Holding History

UBS’s Portfolio DOG Stock Details DOG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$4.07M Buy
41,216
+14,768
+56% +$1.47M ﹤0.01% 2224
2014
Q2 		$2.67M Sell
26,448
-71
-0.3% -$7.29K ﹤0.01% 2597
2014
Q1 		$2.76M Buy
26,519
+17,441
+192% +$1.86M ﹤0.01% 2456
2013
Q4 		$948K Sell
9,078
-35,090
-79% -$3.88M ﹤0.01% 3607
2013
Q3 		$5.1M Buy
44,168
+8,538
+24% +$982K 0.01% 1685
2013
Q2 		$4.22M Buy
+35,630
New +$4.23M 0.01% 1799

Other funds holding DOG

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
BCI
Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return
LG
Leuthold Group Minneapolis, Minnesota $939M AUM 37.7% 1-Year Est. Return
SFU
Stonehage Fleming (UK) London, United Kingdom $220M AUM 0.72% 1-Year Est. Return
IPC
Independent Portfolio Consultants Boca Raton, Florida $241M AUM 21.8% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
CWA
Constellation Wealth Advisors New York $903M AUM 2.38% 1-Year Est. Return
SGAM
Steinberg Global Asset Management Boca Raton, Florida $639M AUM 11.04% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS's DOG Position: Q3 2014 in Review

UBS increased its ProShares Short Dow30 (DOG) stake by 56% in Q3 2014, buying an estimated $1.47M and bringing the position to 41,216 shares worth $4.07M. The position accounts for ﹤0.01% of the portfolio, ranked #2224.

UBS first reported a position in DOG in Q2 2013 and has held it in 6 quarters since. The position peaked at $5.1M in Q3 2013. 41 funds tracked by Wall St. Rank hold DOG as of Q3 2014.

  • UBS held 41,216 shares of ProShares Short Dow30 worth $4.07M as of Q3 2014.
  • UBS bought 14,768 ProShares Short Dow30 shares in Q3 2014, an estimated $1.47M.
  • ProShares Short Dow30 made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2224 holding.
  • UBS first reported a position in ProShares Short Dow30 in Q2 2013 and has held it in 6 quarters since.
  • UBS's ProShares Short Dow30 position peaked at $5.1M in Q3 2013.
  • 41 funds tracked by Wall St. Rank held ProShares Short Dow30 as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.