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Columbia Diversified Fixed Income Allocation ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$62.8M -$23.1M -1,158,065 -27%
Bank of America
2
Bank of America
North Carolina
$7M +$1.51M +75,416 +28%
RWA
3
Redhawk Wealth Advisors
Minnesota
$3.44M +$3.37M +168,634 New
Wells Fargo
4
Wells Fargo
California
$3.14M +$1.68M +84,042 +120%
UBS Group
5
UBS Group
Switzerland
$2.93M +$141K +7,066 +5%
HighTower Advisors
6
HighTower Advisors
Illinois
$2.76M +$1.03M +51,350 +61%
LPL Financial
7
LPL Financial
California
$1.1M +$187K +9,356 +21%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$883K -$11.2K -560 -1%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$754K -$39.9K -2,000 -5%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$629K +$222K +11,116 +57%
PAG
11
Private Advisor Group
New Jersey
$558K +$216K +10,826 +66%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$543K +$531K +26,588 New
AFM
13
Andesa Financial Management
Pennsylvania
$399K +$389K +19,500 New
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$324K +$316K +15,846 New
NP
15
NorthRock Partners
Minnesota
$315K
CCM
16
Coe Capital Management
Illinois
$310K
RJA
17
Raymond James & Associates
Florida
$272K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$272K
Citadel Advisors
19
Citadel Advisors
Florida
$213K +$209K +10,452 New
Barclays
20
Barclays
United Kingdom
$96K
PCM
21
Price Capital Management
Louisiana
$96K
AG
22
Advisor Group
Arizona
$74K +$71.9K +3,600 New