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Columbia Diversified Fixed Income Allocation ETF
DIAL

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Ameriprise
1
Ameriprise
Minnesota
USD 62.8 M -USD 23.1 M -1,158,065 -27%
Bank of America
2
Bank of America
North Carolina
USD 7 M +USD 1.51 M +75,416 +28%
Redhawk Wealth Advisors
3
Redhawk Wealth Advisors
Minnesota
USD 3.44 M +USD 3.37 M +168,634 Nuevas
Wells Fargo
4
Wells Fargo
California
USD 3.14 M +USD 1.68 M +84,042 +120%
UBS Group
5
UBS Group
Switzerland
USD 2.93 M +USD 141 k +7,066 +5%
HighTower Advisors
6
HighTower Advisors
Illinois
USD 2.76 M +USD 1.03 M +51,350 +61%
LPL Financial
7
LPL Financial
California
USD 1.1 M +USD 187 k +9,356 +21%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
USD 883 k -USD 11.2 k -560 -1%
Ladenburg Thalmann Financial Services
9
Ladenburg Thalmann Financial Services
Florida
USD 754 k -USD 39.9 k -2,000 -5%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
USD 629 k +USD 222 k +11,116 +57%
Private Advisor Group
11
Private Advisor Group
New Jersey
USD 558 k +USD 216 k +10,826 +66%
Raymond James Financial Services Advisors
12
Raymond James Financial Services Advisors
Florida
USD 543 k +USD 531 k +26,588 Nuevas
Andesa Financial Management
13
Andesa Financial Management
Pennsylvania
USD 399 k +USD 389 k +19,500 Nuevas
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
USD 324 k +USD 316 k +15,846 Nuevas
NorthRock Partners
15
NorthRock Partners
Minnesota
USD 315 k – – –
Coe Capital Management
16
Coe Capital Management
Illinois
USD 310 k – – –
Raymond James & Associates
17
Raymond James & Associates
Florida
USD 272 k – – –
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
USD 272 k – – –
Citadel Advisors
19
Citadel Advisors
Florida
USD 213 k +USD 209 k +10,452 Nuevas
Barclays
20
Barclays
United Kingdom
USD 96 k – – –
PCM
21
Price Capital Management
Louisiana
USD 96 k – – –
Advisor Group
22
Advisor Group
Arizona
USD 74 k +USD 71.9 k +3,600 Nuevas