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DHY

UBS Asset Management High Yield Credit Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$2.71M +$398K +14,218 +17%
Invesco
2
Invesco
Georgia
$1.84M -$219K -7,822 -11%
SIA
3
Sit Investment Associates
Minnesota
$1.67M -$369K -13,200 -18%
Ameriprise
4
Ameriprise
Minnesota
$1.38M +$459K +16,420 +51%
Wells Fargo
5
Wells Fargo
California
$689K +$13.1K +468 +2%
SWP
6
Stratos Wealth Partners
Ohio
$458K +$453K +16,183 New
IH
7
IFC Holdings
Florida
$451K +$95.9K +3,426 +27%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$433K -$308 -11 -0.1%
VKH
9
Virtu KCG Holdings
New York
$354K +$220K +7,877 +171%
Morgan Stanley
10
Morgan Stanley
New York
$303K -$55.1K -1,968 -16%
SBIA
11
Sheaff Brock Investment Advisors
Indiana
$265K +$28 +1 +0%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$261K +$3.89K +139 +2%
SIM
13
Sonora Investment Management
Arizona
$255K – – –
UBS Group
14
UBS Group
Switzerland
$158K -$56 -2 -0%
FAAS
15
First Allied Advisory Services
California
$116K +$47.6K +1,700 +71%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$107K +$31.7K +1,133 +43%
AW
17
ACG Wealth
Georgia
$107K +$40.6K +1,450 +62%
GAMC
18
Garner Asset Management Corp
Texas
$99K +$98.3K +3,512 New
GWM
19
Geneos Wealth Management
Colorado
$64K – – –
MBT
20
Monroe Bank & Trust
Michigan
$64K – – –
SPC
21
Sigma Planning Corp
Michigan
$50K – – –
Bank of America
22
Bank of America
North Carolina
$50K +$140 +5 +0.3%
BAM
23
Bruderman Asset Management
New York
$48K – – –
AWM
24
AE Wealth Management
Kansas
$40K +$39.3K +1,406 New
BC
25
Burney Company
Virginia
$39K – – –