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DHY

UBS Asset Management High Yield Credit Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$2.04M +$475K +14,966 +30%
Invesco
2
Invesco
Georgia
$1.68M +$52.9K +1,667 +3%
GC
3
Guggenheim Capital
Illinois
$1.04M -$65.5K -2,062 -6%
Wells Fargo
4
Wells Fargo
California
$770K +$434K +13,656 +121%
AIG
5
American International Group
New York
$412K -$18.7K -589 -4%
Morgan Stanley
6
Morgan Stanley
New York
$368K -$79.1K -2,492 -17%
ICAS
7
Investors Capital Advisory Services
Massachusetts
$365K -$9.24K -291 -2%
Bank of America
8
Bank of America
North Carolina
$312K -$8.96K -282 -3%
IH
9
IFC Holdings
Florida
$288K -$9.53K -300 -3%
PVH
10
Psagot Value Holdings
Israel
$189K -$182K -5,731 -48%
U
11
UBS
Switzerland
$169K +$95 +3 +0.1%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$119K -$4.61K -145 -4%
CS
13
Credit Suisse
Switzerland
$117K -$190K -5,992 -61%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$96K – – –
NPC
15
National Planning Corporation
California
$95K -$37.3K -1,175 -28%
MFS
16
MSI Financial Services
Massachusetts
$76K -$1.84K -58 -2%
MBT
17
Monroe Bank & Trust
Michigan
$70K – – –
Creative Planning
18
Creative Planning
Kansas
$62K -$31.7K -997 -33%
AAS
19
Annex Advisory Services
Wisconsin
$48K – – –
HighTower Advisors
20
HighTower Advisors
Illinois
$39K – – –
DA
21
Doliver Advisors
Texas
$37K +$37.8K +1,191 New
AAM
22
Advisors Asset Management
Colorado
$23K – – –
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$23K +$191 +6 +0.8%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$13K – – –
FANJ
25
Financial Architects (New Jersey)
New Jersey
$9K – – –