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DHY

UBS Asset Management High Yield Credit Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LCM
1
Laurion Capital Management
New York
$2.33M +$516K +20,757 +31%
SFS
2
Shaker Financial Services
Virginia
$1.55M +$1.44M +58,097 New
SIA
3
Sit Investment Associates
Minnesota
$1.51M +$1.4M +56,419 New
Invesco
4
Invesco
Georgia
$1.46M -$226K -9,093 -14%
AAM
5
Advisors Asset Management
Colorado
$1.37M -$429K -17,260 -25%
Wells Fargo
6
Wells Fargo
California
$663K +$9.74K +392 +2%
CCP
7
Clough Capital Partners
Massachusetts
$655K +$609K +24,534 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$418K -$272K -10,951 -41%
DA
9
Doliver Advisors
Texas
$323K +$203K +8,167 +208%
SBIA
10
Sheaff Brock Investment Advisors
Indiana
$272K +$25 +1 +0%
SIM
11
Sonora Investment Management
Arizona
$240K – – –
Morgan Stanley
12
Morgan Stanley
New York
$237K -$5.66K -228 -3%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$190K -$6.83K -275 -4%
UBS Group
14
UBS Group
Switzerland
$169K +$4.82K +194 +3%
IH
15
IFC Holdings
Florida
$123K -$7.45K -300 -6%
VKH
16
Virtu KCG Holdings
New York
$121K +$596 +24 +0.5%
LPL Financial
17
LPL Financial
California
$105K -$65.8K -2,650 -40%
Squarepoint
18
Squarepoint
New York
$100K +$92.9K +3,740 New
FAAS
19
First Allied Advisory Services
California
$75K +$37.3K +1,500 +115%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$71K +$273 +11 +0.4%
AW
21
ACG Wealth
Georgia
$62K +$9.94K +400 +21%
ICOA
22
Investment Centers of America
North Dakota
$61K -$5.12K -206 -8%
MBT
23
Monroe Bank & Trust
Michigan
$61K – – –
GWM
24
Geneos Wealth Management
Colorado
$60K +$820 +33 +1%
Bank of America
25
Bank of America
North Carolina
$47K -$9.81K -395 -18%