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DHY

UBS Asset Management High Yield Credit Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SG Americas Securities
1
SG Americas Securities
New York
$2.87M +$3.08M +102,583 New
LPL Financial
2
LPL Financial
California
$1.91M +$77.3K +2,572 +4%
Invesco
3
Invesco
Georgia
$1.65M +$132K +4,384 +8%
MIG
4
Mariner Investment Group
New York
$947K +$1.02M +33,816 New
DA
5
Doliver Advisors
Texas
$646K +$658K +21,907 +1,839%
GC
6
Guggenheim Capital
Illinois
$645K -$323K -10,758 -32%
Wells Fargo
7
Wells Fargo
California
$640K -$61.3K -2,042 -8%
AWA
8
Arete Wealth Advisors
Illinois
$422K +$453K +15,082 New
WAM
9
Wolverine Asset Management
Illinois
$366K +$393K +13,087 New
ICAS
10
Investors Capital Advisory Services
Massachusetts
$340K +$9.58K +319 +3%
Morgan Stanley
11
Morgan Stanley
New York
$325K -$9.88K -329 -3%
Bank of America
12
Bank of America
North Carolina
$282K – – –
AIG
13
American International Group
New York
$260K -$122K -4,063 -30%
IH
14
IFC Holdings
Florida
$233K -$37.2K -1,240 -13%
SFS
15
Shaker Financial Services
Virginia
$192K +$206K +6,863 New
UBS Group
16
UBS Group
Switzerland
$182K +$195K +6,494 New
PVH
17
Psagot Value Holdings
Israel
$171K – – –
Bank of New York Mellon
18
Bank of New York Mellon
New York
$149K +$160K +5,332 New
TCM
19
Traynor Capital Management
Pennsylvania
$145K +$156K +5,208 New
SPC
20
Sigma Planning Corp
Michigan
$133K +$143K +4,755 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$120K +$13.7K +457 +12%
CS
22
Credit Suisse
Switzerland
$106K – – –
NPC
23
National Planning Corporation
California
$99.3K +$15.3K +511 +17%
PAM
24
PVG Asset Management
Colorado
$95.7K +$103K +3,418 New
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$83K -$4.24K -141 -5%