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DHY

UBS Asset Management High Yield Credit Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BAM
26
Bruderman Asset Management
New York
$67K – – –
AWM
27
AE Wealth Management
Kansas
$61K +$61.5K +2,458 New
SS
28
Simplicity Solutions
Minnesota
$60K +$60.6K +2,420 New
CA
29
Cetera Advisors
Colorado
$60K +$61.5K +2,456 New
GWM
30
Geneos Wealth Management
Colorado
$56K – – –
HF
31
HRT Financial
New York
$53K +$53.8K +2,151 New
CFGS
32
Concourse Financial Group Securities
Alabama
$51K +$51.4K +2,055 New
ICMP
33
Integrated Capital Management (Pennsylvania)
Pennsylvania
$49K +$8.84K +353 +22%
FHB
34
First Hawaiian Bank
Hawaii
$44K – – –
MBT
35
Monroe Bank & Trust
Michigan
$44K – – –
RJA
36
Raymond James & Associates
Florida
$40K – – –
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$28K +$300 +12 +1%
SBIA
38
Sheaff Brock Investment Advisors
Indiana
$26K – – –
Creative Planning
39
Creative Planning
Kansas
$25K +$25.5K +1,017 New
AG
40
Advisor Group
Arizona
$4K – – –
HCM
41
Highlander Capital Management
New Jersey
$4K – – –
Citigroup
42
Citigroup
New York
$3K +$75 +3 +3%
WAP
43
Wealthcare Advisory Partners
Pennsylvania
$2K +$25 +1 +1%
WAS
44
Winch Advisory Services
Wisconsin
$2K +$50 +2 +2%
GAM
45
Gemmer Asset Management
California
$2K +$2.28K +91 New
Northern Trust
46
Northern Trust
Illinois
$1K – – –
WAM
47
Wolverine Asset Management
Illinois
– -$839K -33,866 Closed
AAM
48
Advisors Asset Management
Colorado
– -$487K -19,628 Closed
FIA
49
FNY Investment Advisers
New York
– -$108K -4,380 Closed
IWC
50
Integrated Wealth Concepts
Massachusetts
– -$55K -2,212 Closed