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DHY

UBS Asset Management High Yield Credit Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GAMC
26
Garner Asset Management Corp
Texas
$76K -$1.08K -46 -1%
BAM
27
Bruderman Asset Management
New York
$67K – – –
GWM
28
Geneos Wealth Management
Colorado
$56K – – –
IWC
29
Integrated Wealth Concepts
Massachusetts
$55K – – –
DA
30
Doliver Advisors
Texas
$45K -$394K -16,742 -90%
BF
31
BOK Financial
Oklahoma
$45K +$6.03K +256 +16%
TSS
32
Two Sigma Securities
New York
$44K -$20.6K -874 -33%
FHB
33
First Hawaiian Bank
Hawaii
$44K – – –
MBT
34
Monroe Bank & Trust
Michigan
$44K – – –
ICMP
35
Integrated Capital Management (Pennsylvania)
Pennsylvania
$41K +$12.5K +530 +48%
RJA
36
Raymond James & Associates
Florida
$40K +$8.71K +370 +29%
SI
37
Stephens Inc
Arkansas
$33K – – –
GC
38
Guggenheim Capital
Illinois
$29K +$27.4K +1,164 New
SFS
39
Sowell Financial Services
Arkansas
$29K +$27.8K +1,179 New
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$28K +$306 +13 +1%
SBIA
41
Sheaff Brock Investment Advisors
Indiana
$26K – – –
HCM
42
Highlander Capital Management
New Jersey
$4K – – –
AG
43
Advisor Group
Arizona
$4K +$4.24K +180 New
Citigroup
44
Citigroup
New York
$3K +$47 +2 +2%
WAS
45
Winch Advisory Services
Wisconsin
$2K +$24 +1 +1%
WAP
46
Wealthcare Advisory Partners
Pennsylvania
$2K +$2.24K +95 New
Northern Trust
47
Northern Trust
Illinois
$1K – – –
CRC
48
Curi RMB Capital
Illinois
– -$667K -30,745 Closed
LCM
49
Landscape Capital Management
New Jersey
– -$512K -23,573 Closed
WAM
50
Weiss Asset Management
Massachusetts
– -$313K -14,416 Closed