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DHY

UBS Asset Management High Yield Credit Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FHB
26
First Hawaiian Bank
Hawaii
$47K +$46.8K +1,787 New
SPC
27
Sigma Planning Corp
Michigan
$46K – – –
SI
28
Stephens Inc
Arkansas
$36K – – –
Susquehanna International Group
29
Susquehanna International Group
Pennsylvania
$34K -$28.3K -1,080 -45%
SG
30
StoneX Group
New York
$33K -$6.55K -250 -17%
RJA
31
Raymond James & Associates
Florida
$33K – – –
AWM
32
AE Wealth Management
Kansas
$32K -$9.14K -349 -22%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$29K +$629 +24 +2%
SS
34
Simplicity Solutions
Minnesota
$28K -$2.36K -90 -8%
RW
35
REDW Wealth
New Mexico
$27K – – –
Citigroup
36
Citigroup
New York
$18K +$15.2K +581 +575%
MSA
37
Marino Stram & Associates
Massachusetts
$10K – – –
FANJ
38
Financial Architects (New Jersey)
New Jersey
$8K – – –
HCM
39
Highlander Capital Management
New Jersey
$4K – – –
AF
40
Allworth Financial
California
$2K – – –
WAS
41
Winch Advisory Services
Wisconsin
$2K – – –
Northern Trust
42
Northern Trust
Illinois
$1K +$105K +4,000 New
SIA
43
Sit Investment Associates
Minnesota
– -$636K -24,000 Closed
SG Americas Securities
44
SG Americas Securities
New York
– -$127K -4,790 Closed
DA
45
Doliver Advisors
Texas
– -$95K -3,583 Closed
VF
46
Virtu Financial
New York
– -$94K -3,542 Closed
MBT
47
Monroe Bank & Trust
Michigan
– -$58K -2,176 Closed
PAM
48
PVG Asset Management
Colorado
– -$52K -1,969 Closed
CF
49
Centaurus Financial
California
– -$17K -635 Closed
CA
50
Crewe Advisors
Utah
– -$2K -73 Closed