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DHY

UBS Asset Management High Yield Credit Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$63K -$8.9K -337 -12%
GWM
27
Geneos Wealth Management
Colorado
$60K – – –
MBT
28
Monroe Bank & Trust
Michigan
$58K -$1.32K -50 -2%
PAM
29
PVG Asset Management
Colorado
$52K +$52K +1,969 New
SPC
30
Sigma Planning Corp
Michigan
$46K +$26 +1 +0.1%
AWM
31
AE Wealth Management
Kansas
$41K -$4.8K -182 -10%
SG
32
StoneX Group
New York
$40K +$39.6K +1,500 New
SI
33
Stephens Inc
Arkansas
$36K +$35.6K +1,350 New
RJA
34
Raymond James & Associates
Florida
$33K +$33.2K +1,259 New
SS
35
Simplicity Solutions
Minnesota
$31K -$5.25K -199 -15%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$28K – – –
RW
37
REDW Wealth
New Mexico
$27K – – –
CF
38
Centaurus Financial
California
$17K +$16.8K +635 New
MSA
39
Marino Stram & Associates
Massachusetts
$10K – – –
FANJ
40
Financial Architects (New Jersey)
New Jersey
$8K – – –
HCM
41
Highlander Capital Management
New Jersey
$4K – – –
Citigroup
42
Citigroup
New York
$3K – – –
AF
43
Allworth Financial
California
$2K – – –
WAS
44
Winch Advisory Services
Wisconsin
$2K – – –
CA
45
Crewe Advisors
Utah
$2K +$53 +2 +3%
Citadel Advisors
46
Citadel Advisors
Florida
– -$106K -3,968 Closed
Creative Planning
47
Creative Planning
Kansas
– -$31K -1,160 Closed
IWM
48
IHT Wealth Management
Illinois
– -$15K -560 Closed
SWM
49
SeaCrest Wealth Management
New York
– -$14K -540 Closed
SEI Investments
50
SEI Investments
Pennsylvania
– -$9K -330 Closed