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DHY

UBS Asset Management High Yield Credit Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAS
26
Annex Advisory Services
Wisconsin
$64K – – –
MBT
27
Monroe Bank & Trust
Michigan
$63K – – –
FAAS
28
First Allied Advisory Services
California
$48K +$48.2K +1,740 New
PVH
29
Psagot Value Holdings
Israel
$37K -$133K -4,805 -79%
WA
30
WFG Advisors
Texas
$32K +$31.5K +1,137 New
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$31K -$16.1K -581 -34%
NPC
32
National Planning Corporation
California
$28K -$70.6K -2,548 -72%
UB
33
UMB Bank
Missouri
$28K – – –
Creative Planning
34
Creative Planning
Kansas
$25K -$8.31K -300 -25%
GWM
35
Gupta Wealth Management
California
$22K +$22.2K +802 New
AAM
36
Advisors Asset Management
Colorado
$20K -$721 -26 -4%
AIG
37
American International Group
New York
$19.4K -$238K -8,589 -93%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$19K -$1.61K -58 -8%
FANJ
39
Financial Architects (New Jersey)
New Jersey
$8K – – –
NFG
40
Next Financial Group
Texas
$5K – – –
HCM
41
Highlander Capital Management
New Jersey
$4K – – –
Citigroup
42
Citigroup
New York
$4K +$998 +36 +36%
AF
43
Allworth Financial
California
$2K +$1.94K +70 New
ARMC
44
American Research & Management Company
Massachusetts
$2K +$2.02K +73 New
IWMPD
45
Integrated Wealth Management (Palm Desert)
California
$2K +$2.77K +100 New
WAS
46
Winch Advisory Services
Wisconsin
$1K +$748 +27 New
Bank of New York Mellon
47
Bank of New York Mellon
New York
– -$149K -5,332 Closed
TSS
48
Two Sigma Securities
New York
– -$40K -1,435 Closed
HighTower Advisors
49
HighTower Advisors
Illinois
– -$35K -1,267 Closed
BRWA
50
B. Riley Wealth Advisors
Florida
– -$6K -200 Closed