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Dimensional US Small Cap ETF

328 hedge funds and large institutions have $2.63B invested in Dimensional US Small Cap ETF in 2021 Q4 according to their latest regulatory filings, with 105 funds opening new positions, 102 increasing their positions, 56 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

855% more first-time investments, than exits

New positions opened: 105 | Existing positions closed: 11

152% more funds holding in top 10

Funds holding in top 10: 2153 (+32)

82% more repeat investments, than reductions

Existing positions increased: 102 | Existing positions reduced: 56

65% more capital invested

Capital invested by funds: $1.6B → $2.63B (+$1.03B)

38% more funds holding

Funds holding: 237328 (+91)

20.13% more ownership

Funds ownership: 46.01%66.14% (+20%)

Holders
328
Holders Change
+91
Holders Change %
+38.4%
% of All Funds
5.05%
Holding in Top 10
53
Holding in Top 10 Change
+32
Holding in Top 10 Change %
+152.38%
% of All Funds
0.82%
New
105
Increased
102
Reduced
56
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
176
Northwestern Mutual Wealth Management
Wisconsin
$635K -$63.8K -1,057 -9%
PP
177
PrairieView Partners
Minnesota
$625K
CFG
178
Citizens Financial Group
Rhode Island
$623K +$16K +265 +3%
SC
179
Sawyer & Company
Massachusetts
$598K
BA
180
BCM Advisors
Louisiana
$581K +$250K +4,132 +65%
MWM
181
Mattern Wealth Management
Kansas
$581K +$585K +9,681 New
MG
182
Mather Group
Illinois
$572K
MA
183
MUFG Americas
New York
$572K
KeyBank National Association
184
KeyBank National Association
Ohio
$557K
PFBT
185
Parkside Financial Bank & Trust
Missouri
$552K
AC
186
AWM Capital
Arizona
$549K
KCPG
187
Kavar Capital Partners Group
Kansas
$541K +$13.9K +230 +3%
Janney Montgomery Scott
188
Janney Montgomery Scott
Pennsylvania
$535K
W
189
WealthOne
New York
$531K +$19.4K +321 +4%
MIC
190
Meridian Investment Counsel
California
$528K
DPI
191
Diversified Portfolios Inc
Michigan
$528K +$132K +2,183 +33%
RPCA
192
Running Point Capital Advisors
California
$520K +$523K +8,661 New
CIA
193
Cladis Investment Advisory
Montana
$517K +$520K +8,617 New
US Bancorp
194
US Bancorp
Minnesota
$508K +$211K +3,501 +71%
OPCM
195
Osborne Partners Capital Management
California
$506K
KWP
196
Keystone Wealth Partners
Arizona
$499K +$502K +8,317 New
RSWM
197
Robertson Stephens Wealth Management
California
$485K
BFPW
198
BOK Financial Private Wealth
Colorado
$483K -$78.1K -1,293 -14%
LNWWM
199
Laird Norton Wetherby Wealth Management
California
$471K
CFS
200
CRA Financial Services
New Jersey
$463K

DFAS Hedge Fund Activity: Q4 2021 in Review

328 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Dimensional US Small Cap ETF (DFAS) for Q4 2021, worth a combined $2.63B — up 65% from $1.6B a quarter earlier.

Buyers outnumbered sellers: 105 funds opened new DFAS positions and 11 closed out — a net gain of 94 holders — while 102 added to existing stakes and 56 trimmed.

The largest buyer was Creative Planning, adding an estimated $37.2M. The largest seller was Dimensional Fund Advisors, exiting entirely with an estimated $14.1M sold.

  • 328 institutional investors held Dimensional US Small Cap ETF (DFAS) as of Q4 2021, up from 237 in Q3 2021.
  • Funds reported $2.63B of Dimensional US Small Cap ETF stock for Q4 2021, up 65% quarter-over-quarter.
  • 105 funds opened new Dimensional US Small Cap ETF positions in Q4 2021 and 11 closed out, a net change of +94 holders.
  • The largest Dimensional US Small Cap ETF buyer in Q4 2021 was Creative Planning, an estimated $37.2M added.
  • The largest Dimensional US Small Cap ETF seller in Q4 2021 was Dimensional Fund Advisors, an estimated $14.1M sold.

Based on aggregated 13F filings for Q4 2021.