Northwestern Mutual Wealth Management
DFAS icon

Northwestern Mutual Wealth Management’s Dimensional US Small Cap ETF DFAS Stock Holding History

Northwestern Mutual Wealth Management’s Portfolio DFAS Stock Details DFAS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$34.9M Sell
491,168
-95,836
-16% -$7.03M 0.02% 339
2025
Q4 		$40.9M Sell
587,004
-7,400
-1% -$510K 0.03% 307
2025
Q3 		$40.7M Buy
594,404
+18,295
+3% +$1.22M 0.03% 290
2025
Q2 		$36.7M Buy
576,109
+127,292
+28% +$7.63M 0.03% 289
2025
Q1 		$26.8M Sell
448,817
-327,726
-42% -$21.1M 0.02% 309
2024
Q4 		$50.5M Sell
776,543
-23,180
-3% -$1.55M 0.04% 200
2024
Q3 		$51.9M Buy
799,723
+45,695
+6% +$2.86M 0.05% 197
2024
Q2 		$45.3M Sell
754,028
-4,695
-0.6% -$283K 0.04% 202
2024
Q1 		$47.3M Buy
758,723
+18,785
+3% +$1.11M 0.05% 190
2023
Q4 		$44.1M Buy
739,938
+66,860
+10% +$3.58M 0.05% 195
2023
Q3 		$35.3M Buy
673,078
+22,074
+3% +$1.22M 0.05% 200
2023
Q2 		$35.7M Buy
651,004
+46,931
+8% +$2.45M 0.05% 201
2023
Q1 		$31.8M Buy
604,073
+44,516
+8% +$2.41M 0.04% 208
2022
Q4 		$28.6M Sell
559,557
-158,090
-22% -$8.14M 0.04% 210
2022
Q3 		$33.4M Buy
717,647
+100,217
+16% +$5.12M 0.06% 164
2022
Q2 		$29.6M Buy
617,430
+115,302
+23% +$5.98M 0.05% 172
2022
Q1 		$28.1M Buy
502,128
+491,536
+4,641% +$27.7M 0.05% 187
2021
Q4 		$635K Sell
10,592
-1,057
-9% -$63.8K ﹤0.01% 987
2021
Q3 		$670K Buy
11,649
+1,817
+18% +$105K ﹤0.01% 884
2021
Q2 		$575K Buy
+9,832
New +$572K ﹤0.01% 935

Other funds holding DFAS

Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
IFA
Index Fund Advisors Irvine, California $2.22B AUM 20.66% 1-Year Est. Return
Focus Partners Wealth
Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
TWA
TCI Wealth Advisors Tucson, Arizona $2.31B AUM 26.52% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
RFP
Root Financial Partners Encinitas, California $2.57B AUM 21.7% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.83B AUM 27.45% 1-Year Est. Return

Northwestern Mutual Wealth Management's DFAS Position: Q1 2026 in Review

Northwestern Mutual Wealth Management reduced its Dimensional US Small Cap ETF (DFAS) stake by 16% in Q1 2026, selling an estimated $7.03M and leaving 491,168 shares worth $34.9M. The position accounts for 0.02% of the portfolio, ranked #339.

Northwestern Mutual Wealth Management first reported a position in DFAS in Q2 2021 and has held it in 20 quarters since. The position peaked at $51.9M in Q3 2024. 884 funds tracked by Wall St. Rank hold DFAS as of Q1 2026.

  • Northwestern Mutual Wealth Management held 491,168 shares of Dimensional US Small Cap ETF worth $34.9M as of Q1 2026.
  • Northwestern Mutual Wealth Management sold 95,836 Dimensional US Small Cap ETF shares in Q1 2026, an estimated $7.03M.
  • Dimensional US Small Cap ETF made up 0.02% of Northwestern Mutual Wealth Management's portfolio in Q1 2026, its #339 holding.
  • Northwestern Mutual Wealth Management first reported a position in Dimensional US Small Cap ETF in Q2 2021 and has held it in 20 quarters since.
  • Northwestern Mutual Wealth Management's Dimensional US Small Cap ETF position peaked at $51.9M in Q3 2024.
  • 884 funds tracked by Wall St. Rank held Dimensional US Small Cap ETF as of Q1 2026.

Based on Northwestern Mutual Wealth Management's 13F filing for Q1 2026, filed 7 May 2026.