Northwestern Mutual Wealth Management’s U.S. Small Cap Portfolio ETF Class Shares DFAS Stock Holding History

Northwestern Mutual Wealth Management’s Portfolio DFAS Stock Details DFAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$42.1M	Buy	511,228 +20,060	+4%	+$1.55M	0.02%	327
2026 Q1	$34.9M	Sell	491,168 -95,836	-16%	-$7.03M	0.02%	339
2025 Q4	$40.9M	Sell	587,004 -7,400	-1%	-$510K	0.03%	307
2025 Q3	$40.7M	Buy	594,404 +18,295	+3%	+$1.22M	0.03%	290
2025 Q2	$36.7M	Buy	576,109 +127,292	+28%	+$7.63M	0.03%	289
2025 Q1	$26.8M	Sell	448,817 -327,726	-42%	-$21.1M	0.02%	309
2024 Q4	$50.5M	Sell	776,543 -23,180	-3%	-$1.55M	0.04%	200
2024 Q3	$51.9M	Buy	799,723 +45,695	+6%	+$2.86M	0.05%	197
2024 Q2	$45.3M	Sell	754,028 -4,695	-0.6%	-$283K	0.04%	202
2024 Q1	$47.3M	Buy	758,723 +18,785	+3%	+$1.11M	0.05%	190
2023 Q4	$44.1M	Buy	739,938 +66,860	+10%	+$3.58M	0.05%	195
2023 Q3	$35.3M	Buy	673,078 +22,074	+3%	+$1.22M	0.05%	200
2023 Q2	$35.7M	Buy	651,004 +46,931	+8%	+$2.45M	0.05%	201
2023 Q1	$31.8M	Buy	604,073 +44,516	+8%	+$2.41M	0.04%	208
2022 Q4	$28.6M	Sell	559,557 -158,090	-22%	-$8.14M	0.04%	210
2022 Q3	$33.4M	Buy	717,647 +100,217	+16%	+$5.12M	0.06%	164
2022 Q2	$29.6M	Buy	617,430 +115,302	+23%	+$5.98M	0.05%	172
2022 Q1	$28.1M	Buy	502,128 +491,536	+4,641%	+$27.7M	0.05%	187
2021 Q4	$635K	Sell	10,592 -1,057	-9%	-$63.8K	﹤0.01%	987
2021 Q3	$670K	Buy	11,649 +1,817	+18%	+$105K	﹤0.01%	884
2021 Q2	$575K	Buy	+9,832	New	+$572K	﹤0.01%	935

Other funds holding DFAS

Creative Planning Overland Park, Kansas $179B AUM 16.96% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Index Fund Advisors Irvine, California $2.37B AUM 16.24% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $96.6B AUM 22.52% 1-Year Est. Return

Pure Financial Advisors San Diego, California $7.86B AUM 19.64% 1-Year Est. Return

TCI Wealth Advisors Tucson, Arizona $2.49B AUM 17.07% 1-Year Est. Return

Root Financial Partners Encinitas, California $2.98B AUM 13.9% 1-Year Est. Return

Vise Technologies New York $12B AUM 18.78% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Northwestern Mutual Wealth Management's DFAS Position: Q2 2026 in Review

Northwestern Mutual Wealth Management increased its U.S. Small Cap Portfolio ETF Class Shares (DFAS) stake by 4.1% in Q2 2026, buying an estimated $1.55M and bringing the position to 511,228 shares worth $42.1M. The position accounts for 0.02% of the portfolio, ranked #327.

Northwestern Mutual Wealth Management first reported a position in DFAS in Q2 2021 and has held it in 21 quarters since. The position peaked at $51.9M in Q3 2024. 921 funds tracked by Wall St. Rank hold DFAS as of Q2 2026.

Northwestern Mutual Wealth Management held 511,228 shares of U.S. Small Cap Portfolio ETF Class Shares worth $42.1M as of Q2 2026.
Northwestern Mutual Wealth Management bought 20,060 U.S. Small Cap Portfolio ETF Class Shares shares in Q2 2026, an estimated $1.55M.
U.S. Small Cap Portfolio ETF Class Shares made up 0.02% of Northwestern Mutual Wealth Management's portfolio in Q2 2026, its #327 holding.
Northwestern Mutual Wealth Management first reported a position in U.S. Small Cap Portfolio ETF Class Shares in Q2 2021 and has held it in 21 quarters since.
Northwestern Mutual Wealth Management's U.S. Small Cap Portfolio ETF Class Shares position peaked at $51.9M in Q3 2024.
921 funds tracked by Wall St. Rank held U.S. Small Cap Portfolio ETF Class Shares as of Q2 2026.

Based on Northwestern Mutual Wealth Management's 13F filing for Q2 2026, filed 12 Aug 2026.