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Dimensional US Small Cap ETF

328 hedge funds and large institutions have $2.63B invested in Dimensional US Small Cap ETF in 2021 Q4 according to their latest regulatory filings, with 105 funds opening new positions, 102 increasing their positions, 56 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

855% more first-time investments, than exits

New positions opened: 105 | Existing positions closed: 11

152% more funds holding in top 10

Funds holding in top 10: 2153 (+32)

82% more repeat investments, than reductions

Existing positions increased: 102 | Existing positions reduced: 56

65% more capital invested

Capital invested by funds: $1.6B → $2.63B (+$1.03B)

38% more funds holding

Funds holding: 237328 (+91)

20.13% more ownership

Funds ownership: 46.01%66.14% (+20%)

Holders
328
Holders Change
+91
Holders Change %
+38.4%
% of All Funds
5.05%
Holding in Top 10
53
Holding in Top 10 Change
+32
Holding in Top 10 Change %
+152.38%
% of All Funds
0.82%
New
105
Increased
102
Reduced
56
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CI
251
Cordant Inc
Oregon
$260K +$58.9K +975 +29%
Financial Engines Advisors
252
Financial Engines Advisors
California
$259K -$458K -7,590 -64%
BDF
253
Balasa Dinverno & Foltz
$259K
VWA
254
V Wealth Advisors
Kansas
$258K +$259K +4,294 New
AWM
255
AE Wealth Management
Kansas
$256K +$258K +4,270 New
BMCM
256
Bryn Mawr Capital Management
Pennsylvania
$255K
RC
257
RegentAtlantic Capital
New Jersey
$255K +$181 +3 +0.1%
HSG
258
Helen Stephens Group
Texas
$253K +$255K +4,224 New
CA
259
Cornerstone Advisory
Maryland
$248K -$259K -4,289 -51%
TIM
260
Tortoise Investment Management
New York
$248K
EA
261
Efficient Advisors
Ohio
$243K +$27.2K +451 +13%
SOAG
262
Silver Oak Advisory Group
Oregon
$242K +$244K +4,034 New
CBN
263
Cadence Bank NA
Texas
$240K
Morgan Stanley
264
Morgan Stanley
New York
$239K
FWM
265
Frontier Wealth Management
Missouri
$233K +$6.04K +100 +3%
NAM
266
NorthCrest Asset Manangement
Minnesota
$233K +$234K +3,876 New
APP
267
Avantax Planning Partners
Iowa
$227K
VCP
268
Vista Capital Partners
Oregon
$221K
WCA
269
Waypoint Capital Advisors
Minnesota
$221K +$223K +3,688 New
OPWM
270
Oakwell Private Wealth Management
Texas
$216K -$1.99K -33 -0.9%
H
271
HoyleCohen
California
$214K +$216K +3,570 New
PP
272
PDS Planning
Ohio
$212K +$213K +3,531 New
PSUF
273
People's United Financial
Connecticut
$206K +$208K +3,440 New
WFA
274
Wipfli Financial Advisors
Wisconsin
$206K -$79.9K -1,323 -28%
HI
275
Harbour Investments
Wisconsin
$203K -$55.4K -918 -21%

DFAS Hedge Fund Activity: Q4 2021 in Review

328 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Dimensional US Small Cap ETF (DFAS) for Q4 2021, worth a combined $2.63B — up 65% from $1.6B a quarter earlier.

Buyers outnumbered sellers: 105 funds opened new DFAS positions and 11 closed out — a net gain of 94 holders — while 102 added to existing stakes and 56 trimmed.

The largest buyer was Creative Planning, adding an estimated $37.2M. The largest seller was Dimensional Fund Advisors, exiting entirely with an estimated $14.1M sold.

  • 328 institutional investors held Dimensional US Small Cap ETF (DFAS) as of Q4 2021, up from 237 in Q3 2021.
  • Funds reported $2.63B of Dimensional US Small Cap ETF stock for Q4 2021, up 65% quarter-over-quarter.
  • 105 funds opened new Dimensional US Small Cap ETF positions in Q4 2021 and 11 closed out, a net change of +94 holders.
  • The largest Dimensional US Small Cap ETF buyer in Q4 2021 was Creative Planning, an estimated $37.2M added.
  • The largest Dimensional US Small Cap ETF seller in Q4 2021 was Dimensional Fund Advisors, an estimated $14.1M sold.

Based on aggregated 13F filings for Q4 2021.