|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$8.99M
|
-$164K
|
-16,752
|
-2%
|
|
|
2
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$4.24M
|
+$150K
|
+15,309
|
+4%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$3.31M
|
+$141K
|
+14,427
|
+4%
|
|
|
4
|
Wells Fargo
San Francisco,
California
|
$2.86M
|
+$2.13M
|
+217,685
|
+301%
|
|
|
5
|
LPL Financial
San Diego,
California
|
$1.98M
|
+$225K
|
+22,986
|
+13%
|
|
|
6
|
|
$1.71M
|
+$404K
|
+41,286
|
+31%
|
|
|
7
|
Advisors Asset Management
Monument,
Colorado
|
$987K
|
-$621K
|
-63,440
|
-39%
|
|
|
8
|
Bank of America
Charlotte,
North Carolina
|
$796K
|
+$50K
|
+5,110
|
+7%
|
|
|
9
|
Raymond James & Associates
St Petersburg,
Florida
|
$690K
|
-$602K
|
-61,456
|
-47%
|
|
|
10
|
UBS Group
Zurich,
Switzerland
|
$550K
|
-$77.8K
|
-7,951
|
-12%
|
|
|
11
|
Wolverine Asset Management
Chicago,
Illinois
|
$476K
|
-$1.37M
|
-139,547
|
-74%
|
|
|
12
|
1607 Capital Partners
Richmond,
Virginia
|
$466K
|
-$120K
|
-12,275
|
-21%
|
|
|
13
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$427K
|
+$392
|
+40
|
+0.1%
|
|
|
14
|
Nations Financial Group
Cedar Rapids,
Iowa
|
$410K
|
+$59.2K
|
+6,048
|
+17%
|
|
|
15
|
Advisor Group
Phoenix,
Arizona
|
$336K
|
+$9.01K
|
+920
|
+3%
|
|
|
16
|
Wedbush Securities
Los Angeles,
California
|
$325K
|
+$13.1K
|
+1,337
|
+4%
|
|
|
17
|
Shaker Financial Services
Arlington,
Virginia
|
$304K
|
+$301K
|
+30,795
|
New
|
|
|
18
|
Centaurus Financial
Anaheim,
California
|
$300K
|
+$509
|
+52
|
+0.2%
|
|
|
19
|
Parametric Portfolio Associates
Seattle,
Washington
|
$250K
|
+$131K
|
+13,398
|
+112%
|
|
|
20
|
Private Advisor Group
Morristown,
New Jersey
|
$219K
|
+$216K
|
+22,100
|
New
|
|
|
21
|
Shepherd Kaplan Krochuk
Boston,
Massachusetts
|
$218K
|
-$50.5K
|
-5,163
|
-19%
|
|
|
22
|
CSS LLC
Chicago,
Illinois
|
$201K
|
+$6.88K
|
+703
|
+4%
|
|
|
23
|
Clough Capital Partners
Boston,
Massachusetts
|
$195K
|
-$950K
|
-97,010
|
-83%
|
|
|
24
|
AQR Arbitrage
Greenwich,
Connecticut
|
$167K
|
-$38.7K
|
-3,954
|
-19%
|
|
|
25
|
BB&T Securities
Richmond,
Virginia
|
$156K
|
–
|
–
|
–
|
|
