|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$9.19M
|
-$2.26M
|
-229,763
|
-20%
|
|
|
2
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$4.11M
|
+$231K
|
+23,570
|
+6%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$3.18M
|
+$573K
|
+58,294
|
+22%
|
|
|
4
|
Wolverine Asset Management
Chicago,
Illinois
|
$1.86M
|
-$731K
|
-74,457
|
-28%
|
|
|
5
|
LPL Financial
San Diego,
California
|
$1.76M
|
+$486K
|
+49,457
|
+38%
|
|
|
6
|
Advisors Asset Management
Monument,
Colorado
|
$1.62M
|
-$159K
|
-16,189
|
-9%
|
|
|
7
|
|
$1.31M
|
-$1.01M
|
-102,874
|
-44%
|
|
|
8
|
Raymond James & Associates
St Petersburg,
Florida
|
$1.3M
|
-$451K
|
-45,964
|
-26%
|
|
|
9
|
Clough Capital Partners
Boston,
Massachusetts
|
$1.16M
|
-$331K
|
-33,653
|
-22%
|
|
|
10
|
Geode Capital Management
Boston,
Massachusetts
|
$843K
|
-$695K
|
-70,756
|
-45%
|
|
|
11
|
Bank of America
Charlotte,
North Carolina
|
$749K
|
-$94.8K
|
-9,653
|
-11%
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
$716K
|
-$1.38M
|
-140,608
|
-66%
|
|
|
13
|
UBS Group
Zurich,
Switzerland
|
$630K
|
+$4.2K
|
+428
|
+0.7%
|
|
|
14
|
1607 Capital Partners
Richmond,
Virginia
|
$589K
|
–
|
–
|
–
|
|
|
15
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$428K
|
+$15.7K
|
+1,598
|
+4%
|
|
|
16
|
Nations Financial Group
Cedar Rapids,
Iowa
|
$356K
|
+$5.24K
|
+534
|
+2%
|
|
|
17
|
Advisor Group
Phoenix,
Arizona
|
$329K
|
+$145K
|
+14,800
|
+80%
|
|
|
18
|
Wedbush Securities
Los Angeles,
California
|
$313K
|
-$16.2K
|
-1,650
|
-5%
|
|
|
19
|
Centaurus Financial
Anaheim,
California
|
$301K
|
+$501
|
+51
|
+0.2%
|
|
|
20
|
Shepherd Kaplan Krochuk
Boston,
Massachusetts
|
$270K
|
+$65.8K
|
+6,700
|
+33%
|
|
|
21
|
AQR Arbitrage
Greenwich,
Connecticut
|
$207K
|
-$30.3K
|
-3,089
|
-13%
|
|
|
22
|
CSS LLC
Chicago,
Illinois
|
$195K
|
-$61.1K
|
-6,225
|
-24%
|
|
|
23
|
Midas Management
New York
|
$158K
|
–
|
–
|
–
|
|
|
24
|
BB&T Securities
Richmond,
Virginia
|
$156K
|
+$12.8K
|
+1,300
|
+9%
|
|
|
25
|
Parametric Portfolio Associates
Seattle,
Washington
|
$118K
|
-$3.58K
|
-365
|
-3%
|
|
