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State Street SPDR Bloomberg Convertible Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
FHA
501
Flagship Harbor Advisors
Massachusetts
– -$449K -6,626 Closed
AAS
502
Avantax Advisory Services
Texas
– -$403K -5,951 Closed
PI
503
PFG Investments
New York
– -$396K -5,844 Closed
PAMG
504
Patton Albertson Miller Group
Tennessee
– -$386K -5,700 Closed
EWM
505
Evercore Wealth Management
New York
– -$351K -5,177 Closed
SW
506
SVB Wealth
Massachusetts
– -$319K -4,701 Closed
Bank of New York Mellon
507
Bank of New York Mellon
New York
– -$307K -4,534 Closed
CW
508
CreativeOne Wealth
Kansas
– -$300K -4,420 Closed
CA
509
Continuum Advisory
Idaho
– -$292K -4,313 Closed
SB
510
Strategic Blueprint
Georgia
– -$224K -3,307 Closed
NFG
511
Nations Financial Group
Iowa
– -$220K -3,239 Closed
FIM
512
Fernwood Investment Management
Massachusetts
– -$214K -3,158 Closed
SS
513
Sunbelt Securities
Texas
– -$212K -3,120 Closed
VCM
514
Virtue Capital Management
Tennessee
– -$208K -2,960 Closed
CG
515
Cutler Group
California
– -$143K -2,109 Closed
AIC
516
Archer Investment Corporation
Indiana
– -$58.9K -869 Closed
SSWM
517
Sheets Smith Wealth Management
North Carolina
– -$33.2K -490 Closed
RIA
518
Realta Investment Advisors
Delaware
– -$34K -486 Closed
RFA
519
Resurgent Financial Advisors
Georgia
– -$32.6K -481 Closed
IAS
520
IMA Advisory Services
Colorado
– -$27.1K -400 Closed
CSPIA
521
Cary Street Partners Investment Advisory
Virginia
– -$26.3K -388 Closed
HIA
522
Harbor Investment Advisory
Maryland
– -$13.6K -200 Closed
GIA
523
Goodwin Investment Advisory
Georgia
– -$10.2K -150 Closed
JWA
524
JFS Wealth Advisors
Pennsylvania
– -$8.54K -126 Closed
BAAM
525
Baker Avenue Asset Management
California
– -$7.12K -105 Closed