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State Street SPDR Bloomberg Convertible Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
GCA
426
Greenwood Capital Associates
South Carolina
– -$313K -5,635 Closed
LTI
427
Laffer Tengler Investments
Tennessee
– -$297K -5,346 Closed
LP
428
LGL Partners
Pennsylvania
– -$277K -4,993 Closed
AWM
429
Affinity Wealth Management
Delaware
– -$250K -4,500 Closed
Bank of New York Mellon
430
Bank of New York Mellon
New York
– -$243K -4,390 Closed
SFG
431
Summit Financial Group
West Virginia
– -$233K -4,205 Closed
Sequoia Financial Advisors
432
Sequoia Financial Advisors
Ohio
– -$230K -4,150 Closed
Independent Advisor Alliance
433
Independent Advisor Alliance
North Carolina
– -$229K -4,135 Closed
FineMark National Bank & Trust
434
FineMark National Bank & Trust
Florida
– -$227K -4,094 Closed
UR
435
USCA RIA
Texas
– -$222K -4,000 Closed
MC
436
Moors & Cabot
Massachusetts
– -$214K -3,863 Closed
PFA
437
Pinnacle Family Advisors
Missouri
– -$213K -3,844 Closed
Wilmington Savings Fund Society
438
Wilmington Savings Fund Society
Delaware
– -$204K -3,669 Closed
KWMG
439
King Wealth Management Group
Florida
– -$202K -3,638 Closed
DIM
440
Delta Investment Management
California
– -$200K -3,611 Closed
RAM
441
Riggs Asset Management
Pennsylvania
– -$182K -3,283 Closed
PFBT
442
Parkside Financial Bank & Trust
Missouri
– -$110K -1,990 Closed
ACM
443
Allred Capital Management
Texas
– -$83.3K -1,500 Closed
EW
444
Element Wealth
Mississippi
– -$54K -966 Closed
SIC
445
Samalin Investment Counsel
New York
– -$52K -952 Closed
CL
446
Cabana LLC
Arkansas
– -$36K -655 Closed
LWA
447
Lowe Wealth Advisors
Maryland
– -$29K -526 Closed
RFM
448
Royal Fund Management
Florida
– -$26K -475 Closed
CFA
449
Carroll Financial Associates
North Carolina
– -$13K -252 Closed
LIA
450
LS Investment Advisors
Michigan
– -$14K -250 Closed