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CU

FIRST TRUST ISE GLOBAL COPPER INDEX FD
CU

Delisted

CU was delisted on the 18th of December, 2015.

Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
1
Jane Street
New York
$1.01M +$669K +30,720 +210%
Bank of America
2
Bank of America
North Carolina
$936K -$1.3M -59,486 -59%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$772K +$750K +34,439 New
Morgan Stanley
4
Morgan Stanley
New York
$678K +$338K +15,527 +104%
Goldman Sachs
5
Goldman Sachs
New York
$556K +$544K +24,956 New
NES
6
New England Securities
New York
$476K +$424K +19,466 +1,025%
VKH
7
Virtu KCG Holdings
New York
$382K +$374K +17,162 New
RJA
8
Raymond James & Associates
Florida
$287K +$57.6K +2,645 +26%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$228K +$45.1K +2,070 +25%
Wells Fargo
10
Wells Fargo
California
$127K -$285K -13,056 -70%
AIG
11
American International Group
New York
$84.8K +$16.3K +750 +25%
Deutsche Bank
12
Deutsche Bank
Germany
$62K -$119K -5,440 -66%
U
13
UBS
Switzerland
$17K -$63.9K -2,932 -80%
TRCT
14
Tower Research Capital (TRC)
New York
$10K -$109 -5 -1%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$7K -$3.6K -165 -33%
Ameriprise
16
Ameriprise
Minnesota
$7K
Citigroup
17
Citigroup
New York
$4K -$1.52K -70 -29%
Barclays
18
Barclays
United Kingdom
$2K
Creative Planning
19
Creative Planning
Kansas
$2K +$2.18K +100 New
LPL Financial
20
LPL Financial
California
-$253K -11,386 Closed