Raymond James & Associates’s FIRST TRUST ISE GLOBAL COPPER INDEX FD CU Stock Holding History

Raymond James & Associates’s Portfolio CU Stock Details CU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-12,283	Closed	-$295K	–	2290
2014 Q2	$295K	Buy	12,283 +925	+8%	+$21.2K	﹤0.01%	2053
2014 Q1	$249K	Sell	11,358 -1,540	-12%	-$33.7K	﹤0.01%	2020
2013 Q4	$287K	Buy	12,898 +2,645	+26%	+$57.6K	﹤0.01%	1863
2013 Q3	$226K	Buy	+10,253	New	+$222K	﹤0.01%	1872

Other funds holding CU

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Raymond James & Associates's CU Position: Q3 2014 in Review

Raymond James & Associates sold out of FIRST TRUST ISE GLOBAL COPPER INDEX FD (CU) in Q3 2014, closing a stake of 12,283 shares — an estimated $295K sold.

Raymond James & Associates first reported a position in CU in Q3 2013 and held it in 4 quarters. The position peaked at $295K in Q2 2014. 17 funds tracked by Wall St. Rank hold CU as of Q3 2014.

Raymond James & Associates reported no remaining FIRST TRUST ISE GLOBAL COPPER INDEX FD position as of Q3 2014 after selling out during the quarter.
Raymond James & Associates sold 12,283 FIRST TRUST ISE GLOBAL COPPER INDEX FD shares in Q3 2014, an estimated $295K.
Raymond James & Associates first reported a position in FIRST TRUST ISE GLOBAL COPPER INDEX FD in Q3 2013 and held it in 4 quarters.
Raymond James & Associates's FIRST TRUST ISE GLOBAL COPPER INDEX FD position peaked at $295K in Q2 2014.
17 funds tracked by Wall St. Rank held FIRST TRUST ISE GLOBAL COPPER INDEX FD as of Q3 2014.

Based on Raymond James & Associates's 13F filing for Q3 2014, filed 14 Nov 2014.