Ameriprise’s FIRST TRUST ISE GLOBAL COPPER INDEX FD CU Stock Holding History

Ameriprise’s Portfolio CU Stock Details CU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-415	Closed	-$9K	–	5047
2014 Q3	$9K	Buy	415 +115	+38%	+$2.79K	﹤0.01%	4904
2014 Q2	$7K	Hold	300	–	–	﹤0.01%	4841
2014 Q1	$7K	Hold	300	–	–	﹤0.01%	4700
2013 Q4	$7K	Hold	300	–	–	﹤0.01%	4538
2013 Q3	$7K	Hold	300	–	–	﹤0.01%	5127
2013 Q2	$6K	Buy	+300	New	+$7.04K	﹤0.01%	5097

Other funds holding CU

Bison Wealth Atlanta, Georgia $454M AUM 22.8% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ameriprise's CU Position: Q4 2014 in Review

Ameriprise sold out of FIRST TRUST ISE GLOBAL COPPER INDEX FD (CU) in Q4 2014, closing a stake of 415 shares — an estimated $9K sold.

Ameriprise first reported a position in CU in Q2 2013 and held it in 6 quarters. The position peaked at $9K in Q3 2014. 18 funds tracked by Wall St. Rank hold CU as of Q4 2014.

Ameriprise reported no remaining FIRST TRUST ISE GLOBAL COPPER INDEX FD position as of Q4 2014 after selling out during the quarter.
Ameriprise sold 415 FIRST TRUST ISE GLOBAL COPPER INDEX FD shares in Q4 2014, an estimated $9K.
Ameriprise first reported a position in FIRST TRUST ISE GLOBAL COPPER INDEX FD in Q2 2013 and held it in 6 quarters.
Ameriprise's FIRST TRUST ISE GLOBAL COPPER INDEX FD position peaked at $9K in Q3 2014.
18 funds tracked by Wall St. Rank held FIRST TRUST ISE GLOBAL COPPER INDEX FD as of Q4 2014.

Based on Ameriprise's 13F filing for Q4 2014, filed 13 Feb 2015.