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CGMM

Capital Group U.S. Small and Mid Cap ETF
CGMM

123 hedge funds and large institutions have $645M invested in Capital Group U.S. Small and Mid Cap ETF in 2025 Q3 according to their latest regulatory filings, with 45 funds opening new positions, 66 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

2,150% more first-time investments, than exits

New positions opened: 45 | Existing positions closed: 2

843% more repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 7

148% more capital invested

Capital invested by funds: $260M → $645M (+$385M)

50% more funds holding

Funds holding: 82 → 123 (+41)

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

7.21% more ownership

Funds ownership: 86.99% → 94.2% (+7.2%)

Holders
123
Holders Change
+41
Holders Change %
+50%
% of All Funds
1.61%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.05%
New
45
Increased
66
Reduced
7
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$93.6M
2
LPL Financial
LPL Financial
California
+$46M
3
MFG
Merit Financial Group
Georgia
+$35.6M
4
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$18.2M
5
AssetMark Inc
AssetMark Inc
California
+$13.9M

Top Sellers

Rank Fund Capital Flow
1
BWG
Beta Wealth Group
California
-$5.77M
2
Capital International Investors
Capital International Investors
California
-$2.75M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$585K
4
WWP
Wise Wealth Partners
Arizona
-$224K
5
SWGC
Summit Wealth Group (Colorado)
Colorado
-$215K
Name Holding Trade Value Shares
Change 		Change in
Stake
VAS
26
Vestmark Advisory Solutions
Massachusetts
$5.52M +$5.42M +194,566 New
CSP
27
Cary Street Partners
Virginia
$5.4M -$98.8K -3,545 -2%
P
28
&Partners
Tennessee
$5.05M +$2.09M +74,963 +73%
Wealth Enhancement Advisory Services
29
Wealth Enhancement Advisory Services
Minnesota
$4.68M +$2.28M +81,945 +98%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$3.78M +$1.22M +43,779 +49%
SAM
31
Smartleaf Asset Management
Massachusetts
$3.59M +$3.52M +126,411 New
SWM
32
StoneCrest Wealth Management
Arizona
$3.5M +$124K +4,438 +4%
STA
33
Smith Thornton Advisors
Alabama
$3.45M +$219K +7,842 +7%
Jones Financial Companies
34
Jones Financial Companies
Missouri
$3M +$2.95M +105,915 New
Truist Financial
35
Truist Financial
North Carolina
$2.67M +$2.03M +72,974 +344%
Envestnet Portfolio Solutions
36
Envestnet Portfolio Solutions
Illinois
$2.53M +$1.79M +64,159 +257%
HighTower Advisors
37
HighTower Advisors
Illinois
$2.23M +$1.31M +46,934 +148%
Capital International Investors
38
Capital International Investors
California
$2.16M -$2.75M -98,794 -56%
CFB
39
Cullen/Frost Bankers
Texas
$2.13M +$1.04M +37,495 +99%
PS
40
Principal Securities
Iowa
$2.03M +$1.99M +71,439 New
IFG
41
Independent Financial Group
California
$2M +$1.35M +48,521 +221%
TWM
42
Tradition Wealth Management
Minnesota
$1.97M +$512K +18,370 +36%
EFS
43
Essex Financial Services
Connecticut
$1.95M +$1.26M +45,338 +194%
KWM
44
Kingsview Wealth Management
Oregon
$1.86M +$436K +15,643 +31%
LWP
45
Laurel Wealth Planning
Minnesota
$1.81M +$1.77M +63,694 New
AIFS
46
A&I Financial Services
Colorado
$1.78M +$291K +10,432 +20%
VA
47
Valmark Advisers
Ohio
$1.73M +$1.35M +48,294 +383%
BWG
48
Beta Wealth Group
California
$1.73M -$5.77M -207,059 -77%
NF
49
NavPoint Financial
Minnesota
$1.72M +$264K +9,472 +19%
NAS
50
NWF Advisory Services
California
$1.57M +$605K +21,710 +65%
1
2
3 4 5

CGMM Hedge Fund Activity: Q3 2025 in Review

123 of the 7,619 institutional investors tracked by Wall St. Rank reported a position in Capital Group U.S. Small and Mid Cap ETF (CGMM) for Q3 2025, worth a combined $645M — up 148% from $260M a quarter earlier.

Buyers outnumbered sellers: 45 funds opened new CGMM positions and 2 closed out — a net gain of 43 holders — while 66 added to existing stakes and 7 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $93.6M. The largest seller was Beta Wealth Group, cutting an estimated $5.77M.

  • 123 institutional investors held Capital Group U.S. Small and Mid Cap ETF (CGMM) as of Q3 2025, up from 82 in Q2 2025.
  • Funds reported $645M of Capital Group U.S. Small and Mid Cap ETF stock for Q3 2025, up 148% quarter-over-quarter.
  • 45 funds opened new Capital Group U.S. Small and Mid Cap ETF positions in Q3 2025 and 2 closed out, a net change of +43 holders.
  • The largest Capital Group U.S. Small and Mid Cap ETF buyer in Q3 2025 was Envestnet Asset Management, an estimated $93.6M added.
  • The largest Capital Group U.S. Small and Mid Cap ETF seller in Q3 2025 was Beta Wealth Group, an estimated $5.77M sold.

Based on aggregated 13F filings for Q3 2025.