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Carlyle Secured Lending
CGBD

120 hedge funds and large institutions have $219M invested in Carlyle Secured Lending in 2023 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 45 increasing their positions, 27 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

215% more call options, than puts

Call options by funds: $4.07M | Put options by funds: $1.29M

213% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 8

67% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 27

35% more capital invested

Capital invested by funds: $162M → $219M (+$56.5M)

14% more funds holding

Funds holding: 105 → 120 (+15)

6.76% more ownership

Funds ownership: 22.03% → 28.79% (+6.8%)

Holders
120
Holders Change
+15
Holders Change %
+14.29%
% of All Funds
1.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
25
Increased
45
Reduced
27
Closed
8
Calls
$4.07M
Puts
$1.29M
Net Calls
+$2.78M
Net Calls Change
+$1.01M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$30.9M
2
Bank of America
Bank of America
North Carolina
+$6.48M
3
Millennium Management
Millennium Management
New York
+$4.67M
4
Goldman Sachs
Goldman Sachs
New York
+$1.58M
5
VanEck Associates
VanEck Associates
New York
+$1.3M

Top Sellers

1
LSV Asset Management
LSV Asset Management
Illinois
-$1.23M
2
IAIM
International Assets Investment Management
Florida
-$659K
3
CAM
Cresset Asset Management
Illinois
-$553K
4
YIH
Y-Intercept (HK)
Hong Kong
-$389K
5
HWAM
Hennion & Walsh Asset Management
New Jersey
-$359K
Name Holding Trade Value Shares
Change 		Change in
Stake
TWM
101
Tradition Wealth Management
Minnesota
$42K +$756 +52 +2%
AF
102
Allworth Financial
California
$37.8K – – –
HWA
103
Heritage Wealth Advisors
Virginia
$26.9K +$4.36K +300 +20%
AWM
104
AllSquare Wealth Management
New York
$25.4K – – –
Group One Trading
105
Group One Trading
Illinois
$21K +$20.4K +1,406 New
QL
106
Quarry LP
New York
$20.5K +$13.9K +958 +234%
CAM
107
Creekmur Asset Management
Illinois
$19.6K +$19.1K +1,310 New
TSWM
108
Tyler-Stone Wealth Management
Ohio
$19.6K +$19.1K +1,310 New
SIS
109
Sound Income Strategies
Florida
$17.8K – – –
Citigroup
110
Citigroup
New York
$13.6K +$7.27K +500 +122%
BWM
111
Baystate Wealth Management
Massachusetts
$7.59K +$233 +16 +3%
W
112
WealthCollab
Washington
$7.21K +$7.01K +482 New
PMEF
113
Point72 Middle East FZE
United Arab Emirates
$6.7K +$6.51K +448 New
Nomura Asset Management
114
Nomura Asset Management
Japan
$6.03K – – –
ASN
115
Advisory Services Network
Georgia
$5.78K +$5.61K +386 New
NS
116
NBC Securities
Alabama
$5K – – –
TRCT
117
Tower Research Capital (TRC)
New York
$2.26K -$35.3K -2,430 -94%
Acadian Asset Management
118
Acadian Asset Management
Massachusetts
$2K +$2.17K +149 New
AF
119
Advisornet Financial
Minnesota
$432 +$15 +1 +4%
IPW
120
Impact Partnership Wealth
Georgia
$284 +$276 +19 New
CAM
121
Cresset Asset Management
Illinois
– -$553K -37,033 Closed
YIH
122
Y-Intercept (HK)
Hong Kong
– -$389K -26,857 Closed
BNP Paribas Financial Markets
123
BNP Paribas Financial Markets
France
– -$351K -24,216 Closed
GCP
124
GSA Capital Partners
United Kingdom
– -$293K -20,193 Closed
Northern Trust
125
Northern Trust
Illinois
– -$272K -18,773 Closed
2 3 4
5
6

CGBD Hedge Fund Activity: Q4 2023 in Review

120 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q4 2023, worth a combined $219M — up 35% from $162M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new CGBD positions and 8 closed out — a net gain of 17 holders — while 45 added to existing stakes and 27 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $30.9M. The largest seller was LSV Asset Management, cutting an estimated $1.23M.

  • 120 institutional investors held Carlyle Secured Lending (CGBD) as of Q4 2023, up from 105 in Q3 2023.
  • Funds reported $219M of Carlyle Secured Lending stock for Q4 2023, up 35% quarter-over-quarter.
  • 25 funds opened new Carlyle Secured Lending positions in Q4 2023 and 8 closed out, a net change of +17 holders.
  • The largest Carlyle Secured Lending buyer in Q4 2023 was Morgan Stanley, an estimated $30.9M added.
  • The largest Carlyle Secured Lending seller in Q4 2023 was LSV Asset Management, an estimated $1.23M sold.

Based on aggregated 13F filings for Q4 2023.