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Carlyle Secured Lending
CGBD

110 hedge funds and large institutions have $207M invested in Carlyle Secured Lending in 2022 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 40 increasing their positions, 24 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

433% more call options, than puts

Call options by funds: $1.37M | Put options by funds: $257K

133% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 12

67% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 24

65% more capital invested

Capital invested by funds: $126M → $207M (+$81.3M)

16% more funds holding

Funds holding: 95 → 110 (+15)

1.77% more ownership

Funds ownership: 21.21% → 22.98% (+1.8%)

Holders
110
Holders Change
+15
Holders Change %
+15.79%
% of All Funds
1.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
28
Increased
40
Reduced
24
Closed
12
Calls
$1.37M
Puts
$257K
Net Calls
+$1.11M
Net Calls Change
-$198K

Top Buyers

1
Millennium Management
Millennium Management
New York
+$10.2M
2
LSV Asset Management
LSV Asset Management
Illinois
+$3.92M
3
Morgan Stanley
Morgan Stanley
New York
+$2.44M
4
Two Sigma Investments
Two Sigma Investments
New York
+$1.57M
5
BAMF
BI Asset Management Fondsmaeglerselskab
Denmark
+$1.36M

Top Sellers

1
Invesco
Invesco
Georgia
-$9.38M
2
Neuberger Berman Group
Neuberger Berman Group
New York
-$2.47M
3
ZCA
Zeke Capital Advisors
Pennsylvania
-$1.9M
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$1.84M
5
CCM
Callodine Capital Management
Massachusetts
-$981K
Name Holding Trade Value Shares
Change 		Change in
Stake
CSS
76
Cubist Systematic Strategies
Connecticut
$273K +$255K +19,077 New
Commonwealth Equity Services
77
Commonwealth Equity Services
Massachusetts
$252K -$10.4K -778 -4%
Wells Fargo
78
Wells Fargo
California
$245K -$52.3K -3,914 -19%
Rockefeller Capital Management
79
Rockefeller Capital Management
New York
$237K +$55.9K +4,186 +34%
LSA
80
Leonteq Securities AG
Switzerland
$229K +$214K +16,000 New
Northern Trust
81
Northern Trust
Illinois
$215K -$17.9K -1,342 -8%
Envestnet Asset Management
82
Envestnet Asset Management
Illinois
$207K -$274K -20,485 -59%
Bank of New York Mellon
83
Bank of New York Mellon
New York
$193K +$180K +13,485 New
PI
84
Putnam Investments
Massachusetts
$193K -$27.8K -2,084 -13%
JMPWA
85
JP Morgan Private Wealth Advisors
California
$187K -$2.23K -167 -1%
Corient Private Wealth
86
Corient Private Wealth
Florida
$177K +$165K +12,376 New
ECG
87
Edge Capital Group
Georgia
$162K – – –
MW
88
Marcum Wealth
Ohio
$162K – – –
CAPTRUST Financial Advisors
89
CAPTRUST Financial Advisors
North Carolina
$157K +$3.95K +296 +3%
BFM
90
Boothbay Fund Management
New York
$149K -$2.19K -164 -2%
QT
91
Quantbot Technologies
New York
$125K +$117K +8,747 New
Lazard Asset Management
92
Lazard Asset Management
New York
$110K +$2.12K +159 +2%
ECM
93
EMC Capital Management
Texas
$82K +$76.7K +5,741 New
SPIA
94
Steward Partners Investment Advisory
New York
$61.7K +$1.87K +140 +3%
TRCT
95
Tower Research Capital (TRC)
New York
$57K +$36.4K +2,728 +215%
Simplex Trading
96
Simplex Trading
Illinois
$40K +$37.6K +2,816 New
MWM
97
MinichMacGregor Wealth Management
New York
$37.4K +$34.9K +2,616 New
TWM
98
Tradition Wealth Management
Minnesota
$37K +$681 +51 +2%
AF
99
Allworth Financial
California
$36.2K – – –
NA
100
NewEdge Advisors
Louisiana
$32.2K +$30.1K +2,251 New
1 2 3
4
5

CGBD Hedge Fund Activity: Q4 2022 in Review

110 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q4 2022, worth a combined $207M — up 65% from $126M a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new CGBD positions and 12 closed out — a net gain of 16 holders — while 40 added to existing stakes and 24 trimmed.

The largest buyer was Millennium Management, adding an estimated $10.2M. The largest seller was Invesco, exiting entirely with an estimated $9.38M sold.

  • 110 institutional investors held Carlyle Secured Lending (CGBD) as of Q4 2022, up from 95 in Q3 2022.
  • Funds reported $207M of Carlyle Secured Lending stock for Q4 2022, up 65% quarter-over-quarter.
  • 28 funds opened new Carlyle Secured Lending positions in Q4 2022 and 12 closed out, a net change of +16 holders.
  • The largest Carlyle Secured Lending buyer in Q4 2022 was Millennium Management, an estimated $10.2M added.
  • The largest Carlyle Secured Lending seller in Q4 2022 was Invesco, an estimated $9.38M sold.

Based on aggregated 13F filings for Q4 2022.