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Carlyle Secured Lending
CGBD

Overview Fund Activity

91 hedge funds and large institutions have $140M invested in Carlyle Secured Lending in 2020 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 23 increasing their positions, 29 reducing their positions, and 9 closing their positions.

Holders
91
Holders Change
+14
Holders Change %
+18.18%
% of All Funds
1.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
23
Increased
23
Reduced
29
Closed
9
Calls
$477K
Puts
$13K
Net Calls
+$464K
Net Calls Change
-$279K

Top Buyers

1
Neuberger Berman Group
1
Neuberger Berman Group
New York
$2.28M
2
VanEck Associates
2
VanEck Associates
New York
$9.19M
3
Millennium Management
3
Millennium Management
New York
$809K
4
Two Sigma Investments
4
Two Sigma Investments
New York
$2.74M
5
Morgan Stanley
5
Morgan Stanley
New York
$17M

Top Sellers

1
Invesco
1
Invesco
Georgia
$9.97M
2
HighTower Advisors
2
HighTower Advisors
Illinois
$6.44M
3
RCM
3
Radcliffe Capital Management
Pennsylvania
$0
4
UBS Group
4
UBS Group
Switzerland
$624K
5
Stifel Financial
5
Stifel Financial
Missouri
$265K
Name Market Value Shares Shares
Change 		Shares
Change %
LC
76
Lindbrook Capital
California
$114K 11,133 – –
BC
77
Barnett & Company
Tennessee
$60K 5,900 -3,800 -39%
SPIA
78
Steward Partners Investment Advisory
New York
$42K 4,058 +500 +14%
FIA
79
FNY Investment Advisers
New York
$41K 4,000 +4,000 New
TWM
80
Tradition Wealth Management
Minnesota
$23K 2,253 +2,253 New
NFSG
81
Newbridge Financial Services Group
Florida
$21K 2,000 – –
TRCT
82
Tower Research Capital (TRC)
New York
$13K 1,312 +1,312 New
AWM
83
AllSquare Wealth Management
New York
$12K 1,200 – –
Wells Fargo
84
Wells Fargo
California
$11K 1,122 -12,020 -91%
SIS
85
Sound Income Strategies
Florida
$7K 636 -258 -29%
ASN
86
Advisory Services Network
Georgia
$7K 636 +636 New
WFI
87
West Family Investments
California
$1.92K 187,000 -104,375 -36%
ADL
88
Asset Dedication LLC
California
$1K 125 – –
RCM
89
Radcliffe Capital Management
Pennsylvania
– – -133,399 Closed
SSA
90
Schonfeld Strategic Advisors
New York
– – -16,500 Closed
KeyBank National Association
91
KeyBank National Association
Ohio
– – -14,138 Closed
MGIA
92
Moneta Group Investment Advisors
Missouri
– – -13,244 Closed
UAS
93
United Asset Strategies
New York
– – -10,000 Closed
SQA
94
Simon Quick Advisors
New Jersey
– – -5,057 Closed
QT
95
Quantbot Technologies
New York
– – -1,300 Closed
RIA
96
RPG Investment Advisory
California
– – -400 Closed
JSC
97
Jackson Square Capital
California
– – -90 Closed
Wolverine Trading
98
Wolverine Trading
Illinois
– – – –
CFGS
99
Concourse Financial Group Securities
Alabama
– – – –
Fidelity Investments
100
Fidelity Investments
Massachusetts
$0 1 +1 New
1 2 3
4
5