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Carlyle Secured Lending

92 hedge funds and large institutions have $140M invested in Carlyle Secured Lending in 2020 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 23 increasing their positions, 29 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

3,569% more call options, than puts

Call options by funds: $477K | Put options by funds: $13K

156% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 9

18% more funds holding

Funds holding: 7892 (+14)

14% more capital invested

Capital invested by funds: $123M → $140M (+$17M)

4.58% more ownership

Funds ownership: 24.56%29.14% (+4.6%)

21% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 29

Holders
92
Holders Change
+14
Holders Change %
+17.95%
% of All Funds
1.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
23
Increased
23
Reduced
29
Closed
9
Calls
$477K
Puts
$13K
Net Calls
+$464K
Net Calls Change
-$279K
Name Holding Trade Value Shares
Change
Change in
Stake
ECG
76
Edge Capital Group
Georgia
$116K
LC
77
Lindbrook Capital
California
$114K
BC
78
Barnett & Company
Tennessee
$60K -$37.7K -3,800 -39%
SPIA
79
Steward Partners Investment Advisory
New York
$42K +$4.96K +500 +14%
FIA
80
FNY Investment Advisers
New York
$41K +$39.6K +4,000 New
TWM
81
Tradition Wealth Management
Minnesota
$23K +$22.3K +2,253 New
NFSG
82
Newbridge Financial Services Group
Florida
$21K
TRCT
83
Tower Research Capital (TRC)
New York
$13K +$13K +1,312 New
AWM
84
AllSquare Wealth Management
New York
$12K
Wells Fargo
85
Wells Fargo
California
$11K -$119K -12,020 -91%
SIS
86
Sound Income Strategies
Florida
$7K -$2.56K -258 -29%
ASN
87
Advisory Services Network
Georgia
$7K +$6.3K +636 New
WFI
88
West Family Investments
California
$1.92K -$1.03M -104,375 -36%
ADL
89
Asset Dedication LLC
California
$1K
RCM
90
Radcliffe Capital Management
Pennsylvania
-$1.19M -133,399 Closed
SSA
91
Schonfeld Strategic Advisors
New York
-$147K -16,500 Closed
KeyBank National Association
92
KeyBank National Association
Ohio
-$126K -14,138 Closed
MGIA
93
Moneta Group Investment Advisors
Missouri
-$118K -13,244 Closed
UAS
94
United Asset Strategies
New York
-$89K -10,000 Closed
SQA
95
Simon Quick Advisors
New Jersey
-$45K -5,057 Closed
QT
96
Quantbot Technologies
New York
-$11K -1,300 Closed
RIA
97
RPG Investment Advisory
California
-$4K -400 Closed
JSC
98
Jackson Square Capital
California
-$1K -90 Closed
Fidelity Investments
99
Fidelity Investments
Massachusetts
+$10 +1 New
AA
100
Ancora Advisors
Ohio
+$50 +5 New

CGBD Hedge Fund Activity: Q4 2020 in Review

92 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q4 2020, worth a combined $140M — up 14% from $123M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new CGBD positions and 9 closed out — a net gain of 14 holders — while 23 added to existing stakes and 29 trimmed.

The largest buyer was Neuberger Berman Group, opening a new position worth an estimated $2.2M. The largest seller was Invesco, cutting an estimated $2.91M.

  • 92 institutional investors held Carlyle Secured Lending (CGBD) as of Q4 2020, up from 78 in Q3 2020.
  • Funds reported $140M of Carlyle Secured Lending stock for Q4 2020, up 14% quarter-over-quarter.
  • 23 funds opened new Carlyle Secured Lending positions in Q4 2020 and 9 closed out, a net change of +14 holders.
  • The largest Carlyle Secured Lending buyer in Q4 2020 was Neuberger Berman Group, an estimated $2.2M added.
  • The largest Carlyle Secured Lending seller in Q4 2020 was Invesco, an estimated $2.91M sold.

Based on aggregated 13F filings for Q4 2020.