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Carlyle Secured Lending

78 hedge funds and large institutions have $123M invested in Carlyle Secured Lending in 2020 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 25 increasing their positions, 24 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,516% more call options, than puts

Call options by funds: $792K | Put options by funds: $49K

4% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 24

3% less capital invested

Capital invested by funds: $127M → $123M (-$3.6M)

1.41% less ownership

Funds ownership: 25.97%24.56% (-1.4%)

5% less funds holding

Funds holding: 8278 (-4)

24% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 17

Holders
78
Holders Change
-4
Holders Change %
-4.88%
% of All Funds
1.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
25
Reduced
24
Closed
17
Calls
$792K
Puts
$49K
Net Calls
+$743K
Net Calls Change
+$674K
Name Holding Trade Value Shares
Change
Change in
Stake
RIA
76
RPG Investment Advisory
California
$4K
ADL
77
Asset Dedication LLC
California
$1K
JSC
78
Jackson Square Capital
California
$1K
State of New Jersey Common Pension Fund D
79
State of New Jersey Common Pension Fund D
New Jersey
-$2.74M -320,000 Closed
ST
80
Sageworth Trust
Pennsylvania
-$2.22M -258,684 Closed
Millennium Management
81
Millennium Management
New York
-$562K -65,531 Closed
DTL
82
Dynamic Technology Lab
Singapore
-$340K -39,717 Closed
Mirae Asset Global Investments
83
Mirae Asset Global Investments
South Korea
-$226K -26,429 Closed
SLG
84
Stanley-Laman Group
Pennsylvania
-$173K -20,225 Closed
JMPWA
85
JP Morgan Private Wealth Advisors
California
-$151K -17,627 Closed
SPC
86
Sigma Planning Corp
Michigan
-$119K -13,893 Closed
PP
87
Paloma Partners
Connecticut
-$106K -12,426 Closed
CBA
88
Coastal Bridge Advisors
Connecticut
-$90K -10,523 Closed
CSS
89
Cubist Systematic Strategies
Connecticut
-$88K -10,323 Closed
WAM
90
Wolverine Asset Management
Illinois
-$82K -9,587 Closed
S
91
SignatureFD
Georgia
-$46K -5,417 Closed
Barclays
92
Barclays
United Kingdom
-$23K -2,700 Closed
FANJ
93
Financial Architects (New Jersey)
New Jersey
-$21K -2,500 Closed
PNC Financial Services Group
94
PNC Financial Services Group
Pennsylvania
-$13K -1,500 Closed
TRCT
95
Tower Research Capital (TRC)
New York
-$13K -1,469 Closed

CGBD Hedge Fund Activity: Q3 2020 in Review

78 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q3 2020, worth a combined $123M — down 2.8% from $127M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of CGBD and 13 opened new positions — a net loss of 4 holders — while 24 trimmed existing stakes and 25 added.

The largest buyer was Callodine Capital Management, adding an estimated $2.07M. The largest seller was HighTower Advisors, cutting an estimated $4.68M.

  • 78 institutional investors held Carlyle Secured Lending (CGBD) as of Q3 2020, down from 82 in Q2 2020.
  • Funds reported $123M of Carlyle Secured Lending stock for Q3 2020, down 2.8% quarter-over-quarter.
  • 13 funds opened new Carlyle Secured Lending positions in Q3 2020 and 17 closed out, a net change of -4 holders.
  • The largest Carlyle Secured Lending buyer in Q3 2020 was Callodine Capital Management, an estimated $2.07M added.
  • The largest Carlyle Secured Lending seller in Q3 2020 was HighTower Advisors, an estimated $4.68M sold.

Based on aggregated 13F filings for Q3 2020.