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Carlyle Secured Lending
CGBD

120 hedge funds and large institutions have $219M invested in Carlyle Secured Lending in 2023 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 45 increasing their positions, 27 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

215% more call options, than puts

Call options by funds: $4.07M | Put options by funds: $1.29M

213% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 8

67% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 27

35% more capital invested

Capital invested by funds: $162M → $219M (+$56.5M)

14% more funds holding

Funds holding: 105 → 120 (+15)

6.76% more ownership

Funds ownership: 22.03% → 28.79% (+6.8%)

Holders
120
Holders Change
+15
Holders Change %
+14.29%
% of All Funds
1.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
25
Increased
45
Reduced
27
Closed
8
Calls
$4.07M
Puts
$1.29M
Net Calls
+$2.78M
Net Calls Change
+$1.01M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$30.9M
2
Bank of America
Bank of America
North Carolina
+$6.48M
3
Millennium Management
Millennium Management
New York
+$4.67M
4
Goldman Sachs
Goldman Sachs
New York
+$1.58M
5
VanEck Associates
VanEck Associates
New York
+$1.3M

Top Sellers

1
LSV Asset Management
LSV Asset Management
Illinois
-$1.23M
2
IAIM
International Assets Investment Management
Florida
-$659K
3
CAM
Cresset Asset Management
Illinois
-$553K
4
YIH
Y-Intercept (HK)
Hong Kong
-$389K
5
HWAM
Hennion & Walsh Asset Management
New Jersey
-$359K
Name Holding Trade Value Shares
Change 		Change in
Stake
GT
51
Glenmede Trust
Pennsylvania
$536K -$148K -10,175 -22%
Qube Research & Technologies (QRT)
52
Qube Research & Technologies (QRT)
United Kingdom
$525K +$237K +16,322 +87%
Invesco
53
Invesco
Georgia
$519K +$109K +7,507 +28%
WG
54
Winton Group
United Kingdom
$518K +$128K +8,796 +34%
Stifel Financial
55
Stifel Financial
Missouri
$482K +$10.8K +740 +2%
KWM
56
Keebeck Wealth Management
Illinois
$479K -$145K -10,000 -24%
HWAM
57
Hennion & Walsh Asset Management
New Jersey
$460K -$359K -24,718 -45%
LSA
58
Leonteq Securities AG
Switzerland
$456K – – –
CG
59
Clarus Group
Texas
$441K – – –
VEA
60
Virtus ETF Advisers
New York
$437K -$179K -12,307 -30%
VCA
61
Verdence Capital Advisors
Maryland
$415K +$61.1K +4,198 +18%
Cambridge Investment Research Advisors
62
Cambridge Investment Research Advisors
Iowa
$409K +$15.6K +1,076 +4%
Rockefeller Capital Management
63
Rockefeller Capital Management
New York
$404K -$35.3K -2,426 -8%
ACM
64
Aquatic Capital Management
Illinois
$389K +$209K +14,400 +124%
JF
65
Jump Financial
Illinois
$371K +$190K +13,083 +112%
Wolverine Trading
66
Wolverine Trading
Illinois
$367K +$357K +24,519 New
CSS
67
Cubist Systematic Strategies
Connecticut
$333K +$324K +22,285 New
SG Americas Securities
68
SG Americas Securities
New York
$319K +$310K +21,298 New
FA
69
Financial Alternatives
California
$314K – – –
TC
70
Truvestments Capital
Florida
$307K +$299K +20,530 New
Envestnet Asset Management
71
Envestnet Asset Management
Illinois
$302K +$24.3K +1,673 +9%
Commonwealth Equity Services
72
Commonwealth Equity Services
Massachusetts
$299K -$20.5K -1,413 -7%
Jane Street
73
Jane Street
New York
$285K +$277K +19,054 New
IAIM
74
International Assets Investment Management
Florida
$271K -$659K -45,340 -71%
AWM
75
Axxcess Wealth Management
California
$263K -$87.3K -6,000 -25%
1 2
3
4 5

CGBD Hedge Fund Activity: Q4 2023 in Review

120 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q4 2023, worth a combined $219M — up 35% from $162M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new CGBD positions and 8 closed out — a net gain of 17 holders — while 45 added to existing stakes and 27 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $30.9M. The largest seller was LSV Asset Management, cutting an estimated $1.23M.

  • 120 institutional investors held Carlyle Secured Lending (CGBD) as of Q4 2023, up from 105 in Q3 2023.
  • Funds reported $219M of Carlyle Secured Lending stock for Q4 2023, up 35% quarter-over-quarter.
  • 25 funds opened new Carlyle Secured Lending positions in Q4 2023 and 8 closed out, a net change of +17 holders.
  • The largest Carlyle Secured Lending buyer in Q4 2023 was Morgan Stanley, an estimated $30.9M added.
  • The largest Carlyle Secured Lending seller in Q4 2023 was LSV Asset Management, an estimated $1.23M sold.

Based on aggregated 13F filings for Q4 2023.