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Carlyle Secured Lending
CGBD

96 hedge funds and large institutions have $169M invested in Carlyle Secured Lending in 2021 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 40 increasing their positions, 21 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 21

83% more call options, than puts

Call options by funds: $715K | Put options by funds: $391K

1% more funds holding

Funds holding: 95 → 96 (+1)

7% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 14

3% less capital invested

Capital invested by funds: $175M → $169M (-$5.93M)

1.14% less ownership

Funds ownership: 24.12% → 22.98% (-1.1%)

Holders
96
Holders Change
+1
Holders Change %
+1.05%
% of All Funds
1.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
40
Reduced
21
Closed
14
Calls
$715K
Puts
$391K
Net Calls
+$324K
Net Calls Change
+$19K

Top Buyers

1
LSV Asset Management
LSV Asset Management
Illinois
+$5.52M
2
Citadel Advisors
Citadel Advisors
Florida
+$2.27M
3
Marshall Wace
Marshall Wace
United Kingdom
+$1.46M
4
Morgan Stanley
Morgan Stanley
New York
+$996K
5
CHAM
Clear Harbor Asset Management
Connecticut
+$732K

Top Sellers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$9.41M
2
Ameriprise
Ameriprise
Minnesota
-$7.43M
3
Truist Financial
Truist Financial
North Carolina
-$4.69M
4
Invesco
Invesco
Georgia
-$1.63M
5
FCM
FJ Capital Management
Virginia
-$1.22M
Name Holding Trade Value Shares
Change 		Change in
Stake
Osaic Holdings
51
Osaic Holdings
Arizona
$544K +$68.2K +4,925 +14%
Envestnet Asset Management
52
Envestnet Asset Management
Illinois
$497K +$104K +7,492 +26%
PFO
53
Pathstone Family Office
New Jersey
$489K +$6.4K +462 +1%
QC
54
Quadrature Capital
United Kingdom
$486K +$130K +9,408 +36%
YWP
55
YorkBridge Wealth Partners
New York
$479K – – –
JF
56
Jump Financial
Illinois
$452K +$456K +32,900 New
CANY
57
Caxton Associates (New York)
New York
$444K +$448K +32,323 New
PP
58
PDT Partners
New York
$413K +$33.4K +2,409 +9%
HF
59
HRT Financial
New York
$405K +$88.9K +6,420 +28%
VCA
60
Verdence Capital Advisors
Maryland
$372K – – –
Rockefeller Capital Management
61
Rockefeller Capital Management
New York
$362K +$2.29K +165 +0.6%
EGA
62
Eagle Global Advisors
Texas
$329K +$332K +23,960 New
AI
63
Atom Investors
Texas
$299K +$302K +21,773 New
TI
64
Trexquant Investment
Connecticut
$284K +$287K +20,704 New
Stifel Financial
65
Stifel Financial
Missouri
$275K -$77K -5,559 -22%
LPL Financial
66
LPL Financial
California
$260K +$25.2K +1,816 +11%
Cetera Investment Advisers
67
Cetera Investment Advisers
Illinois
$257K +$104K +7,492 +67%
Cerity Partners
68
Cerity Partners
New York
$252K +$4.24K +306 +2%
Canada Life
69
Canada Life
Manitoba, Canada
$240K -$6.51K -470 -3%
HIA
70
Harbor Investment Advisory
Maryland
$230K – – –
IFG
71
Independent Financial Group
California
$228K – – –
BNP Paribas Financial Markets
72
BNP Paribas Financial Markets
France
$225K +$227K +16,395 New
ECM
73
ExodusPoint Capital Management
New York
$221K +$2.26K +163 +1%
RCG
74
Regatta Capital Group
California
$214K +$216K +15,604 New
Commonwealth Equity Services
75
Commonwealth Equity Services
Massachusetts
$203K +$2.13K +154 +1%
1 2
3
4 5

CGBD Hedge Fund Activity: Q4 2021 in Review

96 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q4 2021, worth a combined $169M — down 3.4% from $175M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new CGBD positions and 14 closed out — a net gain of 1 holder — while 40 added to existing stakes and 21 trimmed.

The largest buyer was LSV Asset Management, adding an estimated $5.52M. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $9.41M sold.

  • 96 institutional investors held Carlyle Secured Lending (CGBD) as of Q4 2021, up from 95 in Q3 2021.
  • Funds reported $169M of Carlyle Secured Lending stock for Q4 2021, down 3.4% quarter-over-quarter.
  • 15 funds opened new Carlyle Secured Lending positions in Q4 2021 and 14 closed out, a net change of +1 holder.
  • The largest Carlyle Secured Lending buyer in Q4 2021 was LSV Asset Management, an estimated $5.52M added.
  • The largest Carlyle Secured Lending seller in Q4 2021 was Arrowstreet Capital, an estimated $9.41M sold.

Based on aggregated 13F filings for Q4 2021.