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Carlyle Secured Lending
CGBD

90 hedge funds and large institutions have $181M invested in Carlyle Secured Lending in 2021 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 24 increasing their positions, 36 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more capital invested

Capital invested by funds: $140M → $181M (+$40.7M)

2% less funds holding

Funds holding: 92 → 90 (-2)

4.21% less ownership

Funds ownership: 29.14% → 24.93% (-4.2%)

13% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 15

33% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 36

Holders
90
Holders Change
-2
Holders Change %
-2.17%
% of All Funds
1.58%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
24
Reduced
36
Closed
15
Calls
$1.51M
Puts
–
Net Calls
+$1.51M
Net Calls Change
+$1.05M

Top Buyers

1
Invesco
Invesco
Georgia
+$2.05M
2
VanEck Associates
VanEck Associates
New York
+$1.61M
3
UBS Group
UBS Group
Switzerland
+$1.24M
4
LSV Asset Management
LSV Asset Management
Illinois
+$974K
5
CCM
Callodine Capital Management
Massachusetts
+$759K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$3.47M
2
Two Sigma Investments
Two Sigma Investments
New York
-$1.42M
3
HighTower Advisors
HighTower Advisors
Illinois
-$1.38M
4
Two Sigma Advisers
Two Sigma Advisers
New York
-$1.05M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$1.01M
Name Holding Trade Value Shares
Change 		Change in
Stake
PFO
51
Pathstone Family Office
New Jersey
$453K -$524K -43,313 -56%
Osaic Holdings
52
Osaic Holdings
Arizona
$439K -$2.23K -184 -0.5%
SGI
53
Summit Global Investments
Utah
$411K +$376K +31,100 New
MW
54
Marcum Wealth
Ohio
$369K +$338K +27,958 New
Stifel Financial
55
Stifel Financial
Missouri
$359K +$16.3K +1,350 +5%
VCA
56
Verdence Capital Advisors
Maryland
$358K – – –
Envestnet Asset Management
57
Envestnet Asset Management
Illinois
$345K +$88.2K +7,290 +39%
Rockefeller Capital Management
58
Rockefeller Capital Management
New York
$341K +$2.17K +179 +0.7%
William Blair & Company
59
William Blair & Company
Illinois
$330K -$181K -15,000 -38%
EGA
60
Eagle Global Advisors
Texas
$294K +$269K +22,280 New
RIG
61
Roosevelt Investment Group
New York
$278K -$8.07K -667 -3%
SCA
62
Stillwater Capital Advisors
Pennsylvania
$277K – – –
QC
63
Quadrature Capital
United Kingdom
$273K -$36.5K -3,015 -13%
AIM
64
Aigen Investment Management
New York
$266K -$23.3K -1,926 -9%
AllianceBernstein
65
AllianceBernstein
Tennessee
$264K -$114K -9,388 -32%
IFG
66
Independent Financial Group
California
$227K -$2.96K -245 -1%
Canada Life
67
Canada Life
Manitoba, Canada
$220K -$72K -5,954 -26%
Acadian Asset Management
68
Acadian Asset Management
Massachusetts
$212K – – –
PP
69
PDT Partners
New York
$205K +$188K +15,535 New
Commonwealth Equity Services
70
Commonwealth Equity Services
Massachusetts
$196K +$7.61K +629 +4%
Creative Planning
71
Creative Planning
Kansas
$166K +$152K +12,560 New
SWP
72
Stratos Wealth Partners
Ohio
$160K -$35.1K -2,900 -19%
Comerica Bank
73
Comerica Bank
Texas
$156K – – –
ECG
74
Edge Capital Group
Georgia
$149K – – –
LC
75
Lindbrook Capital
California
$147K – – –
1 2
3
4 5

CGBD Hedge Fund Activity: Q1 2021 in Review

90 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q1 2021, worth a combined $181M — up 29% from $140M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of CGBD and 13 opened new positions — a net loss of 2 holders — while 36 trimmed existing stakes and 24 added.

The largest buyer was Invesco, adding an estimated $2.05M. The largest seller was Morgan Stanley, cutting an estimated $3.47M.

  • 90 institutional investors held Carlyle Secured Lending (CGBD) as of Q1 2021, down from 92 in Q4 2020.
  • Funds reported $181M of Carlyle Secured Lending stock for Q1 2021, up 29% quarter-over-quarter.
  • 13 funds opened new Carlyle Secured Lending positions in Q1 2021 and 15 closed out, a net change of -2 holders.
  • The largest Carlyle Secured Lending buyer in Q1 2021 was Invesco, an estimated $2.05M added.
  • The largest Carlyle Secured Lending seller in Q1 2021 was Morgan Stanley, an estimated $3.47M sold.

Based on aggregated 13F filings for Q1 2021.