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Carlyle Secured Lending
CGBD

92 hedge funds and large institutions have $140M invested in Carlyle Secured Lending in 2020 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 23 increasing their positions, 29 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

3,569% more call options, than puts

Call options by funds: $477K | Put options by funds: $13K

156% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 9

18% more funds holding

Funds holding: 78 → 92 (+14)

14% more capital invested

Capital invested by funds: $123M → $140M (+$17M)

4.58% more ownership

Funds ownership: 24.56% → 29.14% (+4.6%)

21% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 29

Holders
92
Holders Change
+14
Holders Change %
+17.95%
% of All Funds
1.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
23
Increased
23
Reduced
29
Closed
9
Calls
$477K
Puts
$13K
Net Calls
+$464K
Net Calls Change
-$279K

Top Buyers

Rank Fund Capital Flow
1
Neuberger Berman Group
Neuberger Berman Group
New York
+$2.2M
2
VanEck Associates
VanEck Associates
New York
+$1.1M
3
Millennium Management
Millennium Management
New York
+$782K
4
Two Sigma Investments
Two Sigma Investments
New York
+$728K
5
Morgan Stanley
Morgan Stanley
New York
+$632K

Top Sellers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
-$2.91M
2
HighTower Advisors
HighTower Advisors
Illinois
-$1.61M
3
RCM
Radcliffe Capital Management
Pennsylvania
-$1.19M
4
WFI
West Family Investments
California
-$1.03M
5
UBS Group
UBS Group
Switzerland
-$815K
Name Holding Trade Value Shares
Change 		Change in
Stake
AllianceBernstein
51
AllianceBernstein
Tennessee
$301K +$291K +29,379 New
VCA
52
Verdence Capital Advisors
Maryland
$278K – – –
Stifel Financial
53
Stifel Financial
Missouri
$265K -$623K -62,853 -71%
Rockefeller Capital Management
54
Rockefeller Capital Management
New York
$263K +$104K +10,510 +69%
QC
55
Quadrature Capital
United Kingdom
$243K +$235K +23,698 New
Canada Life
56
Canada Life
Manitoba, Canada
$232K +$12.2K +1,230 +6%
AIM
57
Aigen Investment Management
New York
$227K -$1.66K -167 -0.8%
RIG
58
Roosevelt Investment Group
New York
$223K -$2.12K -214 -1%
SCA
59
Stillwater Capital Advisors
Pennsylvania
$215K +$208K +21,000 New
TI
60
Trexquant Investment
Connecticut
$214K +$50.9K +5,132 +33%
HF
61
HRT Financial
New York
$210K +$203K +20,494 New
SLG
62
Stanley-Laman Group
Pennsylvania
$208K +$200K +20,225 New
PP
63
Paloma Partners
Connecticut
$206K +$199K +20,078 New
JP Morgan Chase
64
JP Morgan Chase
New York
$194K – – –
Envestnet Asset Management
65
Envestnet Asset Management
Illinois
$193K +$187K +18,847 New
Jane Street
66
Jane Street
New York
$182K +$176K +17,722 New
IFG
67
Independent Financial Group
California
$179K – – –
AAM
68
Advisors Asset Management
Colorado
$171K +$166K +16,703 New
Acadian Asset Management
69
Acadian Asset Management
Massachusetts
$165K -$117K -11,789 -42%
SWP
70
Stratos Wealth Partners
Ohio
$154K – – –
Commonwealth Equity Services
71
Commonwealth Equity Services
Massachusetts
$146K +$10.7K +1,078 +8%
GCP
72
GSA Capital Partners
United Kingdom
$146K +$31K +3,126 +28%
Comerica Bank
73
Comerica Bank
Texas
$128K +$113K +11,385 New
JF
74
Jump Financial
Illinois
$125K +$121K +12,200 New
IA
75
IFP Advisors
Florida
$124K – – –
1 2
3
4 5

CGBD Hedge Fund Activity: Q4 2020 in Review

92 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q4 2020, worth a combined $140M — up 14% from $123M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new CGBD positions and 9 closed out — a net gain of 14 holders — while 23 added to existing stakes and 29 trimmed.

The largest buyer was Neuberger Berman Group, opening a new position worth an estimated $2.2M. The largest seller was Invesco, cutting an estimated $2.91M.

  • 92 institutional investors held Carlyle Secured Lending (CGBD) as of Q4 2020, up from 78 in Q3 2020.
  • Funds reported $140M of Carlyle Secured Lending stock for Q4 2020, up 14% quarter-over-quarter.
  • 23 funds opened new Carlyle Secured Lending positions in Q4 2020 and 9 closed out, a net change of +14 holders.
  • The largest Carlyle Secured Lending buyer in Q4 2020 was Neuberger Berman Group, an estimated $2.2M added.
  • The largest Carlyle Secured Lending seller in Q4 2020 was Invesco, an estimated $2.91M sold.

Based on aggregated 13F filings for Q4 2020.