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Carlyle Secured Lending

78 hedge funds and large institutions have $123M invested in Carlyle Secured Lending in 2020 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 25 increasing their positions, 24 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,516% more call options, than puts

Call options by funds: $792K | Put options by funds: $49K

4% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 24

3% less capital invested

Capital invested by funds: $127M → $123M (-$3.6M)

1.41% less ownership

Funds ownership: 25.97%24.56% (-1.4%)

5% less funds holding

Funds holding: 8278 (-4)

24% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 17

Holders
78
Holders Change
-4
Holders Change %
-4.88%
% of All Funds
1.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
25
Reduced
24
Closed
17
Calls
$792K
Puts
$49K
Net Calls
+$743K
Net Calls Change
+$674K
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
51
Roosevelt Investment Group
New York
$196K -$9.58K -1,093 -5%
Canada Life
52
Canada Life
Manitoba, Canada
$191K +$10.1K +1,151 +6%
JP Morgan Chase
53
JP Morgan Chase
New York
$172K -$22.8K -2,600 -12%
IFG
54
Independent Financial Group
California
$155K +$23.8K +2,710 +18%
SSA
55
Schonfeld Strategic Advisors
New York
$147K +$145K +16,500 New
TI
56
Trexquant Investment
Connecticut
$140K +$138K +15,710 New
Rockefeller Capital Management
57
Rockefeller Capital Management
New York
$135K +$39.3K +4,480 +42%
SWP
58
Stratos Wealth Partners
Ohio
$134K +$132K +15,000 New
KeyBank National Association
59
KeyBank National Association
Ohio
$126K
MGIA
60
Moneta Group Investment Advisors
Missouri
$118K -$509 -58 -0.4%
Commonwealth Equity Services
61
Commonwealth Equity Services
Massachusetts
$117K +$12.8K +1,461 +12%
Wells Fargo
62
Wells Fargo
California
$117K +$31.9K +3,633 +38%
VF
63
Virtu Financial
New York
$113K +$111K +12,715 New
IA
64
IFP Advisors
Florida
$108K
ECG
65
Edge Capital Group
Georgia
$101K
LC
66
Lindbrook Capital
California
$99K
GCP
67
GSA Capital Partners
United Kingdom
$99K +$97.3K +11,100 New
UAS
68
United Asset Strategies
New York
$89K +$87.7K +10,000 New
BC
69
Barnett & Company
Tennessee
$86K -$9.86K -1,124 -10%
SQA
70
Simon Quick Advisors
New Jersey
$45K
SPIA
71
Steward Partners Investment Advisory
New York
$32K +$31.2K +3,558 New
NFSG
72
Newbridge Financial Services Group
Florida
$18K +$17.5K +2,000 New
AWM
73
AllSquare Wealth Management
New York
$11K
QT
74
Quantbot Technologies
New York
$11K +$11.4K +1,300 New
SIS
75
Sound Income Strategies
Florida
$8K

CGBD Hedge Fund Activity: Q3 2020 in Review

78 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q3 2020, worth a combined $123M — down 2.8% from $127M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of CGBD and 13 opened new positions — a net loss of 4 holders — while 24 trimmed existing stakes and 25 added.

The largest buyer was Callodine Capital Management, adding an estimated $2.07M. The largest seller was HighTower Advisors, cutting an estimated $4.68M.

  • 78 institutional investors held Carlyle Secured Lending (CGBD) as of Q3 2020, down from 82 in Q2 2020.
  • Funds reported $123M of Carlyle Secured Lending stock for Q3 2020, down 2.8% quarter-over-quarter.
  • 13 funds opened new Carlyle Secured Lending positions in Q3 2020 and 17 closed out, a net change of -4 holders.
  • The largest Carlyle Secured Lending buyer in Q3 2020 was Callodine Capital Management, an estimated $2.07M added.
  • The largest Carlyle Secured Lending seller in Q3 2020 was HighTower Advisors, an estimated $4.68M sold.

Based on aggregated 13F filings for Q3 2020.