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Carlyle Secured Lending
CGBD

95 hedge funds and large institutions have $175M invested in Carlyle Secured Lending in 2021 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 29 increasing their positions, 24 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more call options, than puts

Call options by funds: $582K | Put options by funds: $277K

45% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 11

21% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 24

6% more funds holding

Funds holding: 90 → 95 (+5)

0.79% less ownership

Funds ownership: 24.91% → 24.12% (-0.79%)

3% less capital invested

Capital invested by funds: $180M → $175M (-$4.93M)

Holders
95
Holders Change
+5
Holders Change %
+5.56%
% of All Funds
1.66%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
29
Reduced
24
Closed
11
Calls
$582K
Puts
$277K
Net Calls
+$305K
Net Calls Change
-$277K

Top Buyers

1
GF
Gries Financial
Ohio
+$3.36M
2
FCM
FJ Capital Management
Virginia
+$1.24M
3
Marshall Wace
Marshall Wace
United Kingdom
+$1.06M
4
LSV Asset Management
LSV Asset Management
Illinois
+$838K
5
HWAM
Hennion & Walsh Asset Management
New Jersey
+$735K

Top Sellers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$7.44M
2
HighTower Advisors
HighTower Advisors
Illinois
-$4.08M
3
Morgan Stanley
Morgan Stanley
New York
-$2.87M
4
Invesco
Invesco
Georgia
-$1.89M
5
VanEck Associates
VanEck Associates
New York
-$819K
Name Holding Trade Value Shares
Change 		Change in
Stake
CHAM
26
Clear Harbor Asset Management
Connecticut
$1.39M -$2.73K -200 -0.2%
BSP
27
Benefit Street Partners
New York
$1.37M – – –
Marshall Wace
28
Marshall Wace
United Kingdom
$1.32M +$1.06M +77,609 +368%
RJA
29
Raymond James & Associates
Florida
$1.27M +$58.3K +4,272 +5%
FCM
30
FJ Capital Management
Virginia
$1.22M +$1.24M +91,000 New
Mackenzie Financial
31
Mackenzie Financial
Ontario, Canada
$1.22M +$172K +12,603 +16%
JP Morgan Chase
32
JP Morgan Chase
New York
$1.12M +$149K +10,915 +15%
Goldman Sachs
33
Goldman Sachs
New York
$1.06M – – –
RJFSA
34
Raymond James Financial Services Advisors
Florida
$1.04M +$423 +31 +0%
CAM
35
Cresset Asset Management
Illinois
$1.04M -$5.58K -409 -0.5%
Bessemer Group
36
Bessemer Group
New Jersey
$981K – – –
Millennium Management
37
Millennium Management
New York
$953K +$462K +33,864 +91%
AAM
38
Advisors Asset Management
Colorado
$898K -$14K -1,028 -2%
GT
39
Glenmede Trust
Pennsylvania
$807K – – –
VEA
40
Virtus ETF Advisers
New York
$803K -$11.1K -815 -1%
Susquehanna International Group
41
Susquehanna International Group
Pennsylvania
$770K +$2.73K +200 +0.3%
IAIM
42
International Assets Investment Management
Florida
$759K – – –
US Bancorp
43
US Bancorp
Minnesota
$671K -$614K -45,000 -47%
BCM
44
Bridgeway Capital Management
Texas
$671K – – –
Janney Montgomery Scott
45
Janney Montgomery Scott
Pennsylvania
$661K +$673K +49,274 New
CG
46
Clarus Group
Texas
$603K – – –
Citadel Advisors
47
Citadel Advisors
Florida
$554K -$56.9K -4,169 -9%
FNBT
48
FineMark National Bank & Trust
Florida
$542K – – –
CA
49
Cornerstone Advisory
Maryland
$509K +$3.18K +233 +0.6%
PFO
50
Pathstone Family Office
New Jersey
$472K +$5.9K +432 +1%
1
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3 4 5

CGBD Hedge Fund Activity: Q3 2021 in Review

95 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q3 2021, worth a combined $175M — down 2.7% from $180M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new CGBD positions and 11 closed out — a net gain of 5 holders — while 29 added to existing stakes and 24 trimmed.

The largest buyer was Gries Financial, opening a new position worth an estimated $3.36M. The largest seller was Arrowstreet Capital, cutting an estimated $7.44M.

  • 95 institutional investors held Carlyle Secured Lending (CGBD) as of Q3 2021, up from 90 in Q2 2021.
  • Funds reported $175M of Carlyle Secured Lending stock for Q3 2021, down 2.7% quarter-over-quarter.
  • 16 funds opened new Carlyle Secured Lending positions in Q3 2021 and 11 closed out, a net change of +5 holders.
  • The largest Carlyle Secured Lending buyer in Q3 2021 was Gries Financial, an estimated $3.36M added.
  • The largest Carlyle Secured Lending seller in Q3 2021 was Arrowstreet Capital, an estimated $7.44M sold.

Based on aggregated 13F filings for Q3 2021.