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Carlyle Secured Lending
CGBD

92 hedge funds and large institutions have $140M invested in Carlyle Secured Lending in 2020 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 23 increasing their positions, 29 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

3,569% more call options, than puts

Call options by funds: $477K | Put options by funds: $13K

156% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 9

18% more funds holding

Funds holding: 78 → 92 (+14)

14% more capital invested

Capital invested by funds: $123M → $140M (+$17M)

4.58% more ownership

Funds ownership: 24.56% → 29.14% (+4.6%)

21% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 29

Holders
92
Holders Change
+14
Holders Change %
+17.95%
% of All Funds
1.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
23
Increased
23
Reduced
29
Closed
9
Calls
$477K
Puts
$13K
Net Calls
+$464K
Net Calls Change
-$279K

Top Buyers

Rank Fund Capital Flow
1
Neuberger Berman Group
Neuberger Berman Group
New York
+$2.2M
2
VanEck Associates
VanEck Associates
New York
+$1.1M
3
Millennium Management
Millennium Management
New York
+$782K
4
Two Sigma Investments
Two Sigma Investments
New York
+$728K
5
Morgan Stanley
Morgan Stanley
New York
+$632K

Top Sellers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
-$2.91M
2
HighTower Advisors
HighTower Advisors
Illinois
-$1.61M
3
RCM
Radcliffe Capital Management
Pennsylvania
-$1.19M
4
WFI
West Family Investments
California
-$1.03M
5
UBS Group
UBS Group
Switzerland
-$815K
Name Holding Trade Value Shares
Change 		Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$1.02M +$153K +15,432 +18%
RJFSA
27
Raymond James Financial Services Advisors
Florida
$825K +$24.1K +2,433 +3%
Millennium Management
28
Millennium Management
New York
$809K +$782K +78,889 New
BSP
29
Benefit Street Partners
New York
$808K +$226K +22,800 +41%
PFO
30
Pathstone Family Office
New Jersey
$796K +$440K +44,430 +134%
Citadel Advisors
31
Citadel Advisors
Florida
$774K +$407K +41,089 +119%
Bessemer Group
32
Bessemer Group
New Jersey
$751K – – –
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$732K +$244K +24,584 +53%
UBS Group
34
UBS Group
Switzerland
$624K -$815K -82,213 -57%
GT
35
Glenmede Trust
Pennsylvania
$617K -$100K -10,113 -14%
RJA
36
Raymond James & Associates
Florida
$616K -$347K -35,059 -37%
BIM
37
Bogle Investment Management
Massachusetts
$594K +$27.7K +2,800 +5%
SFI
38
Susquehanna Fundamental Investments
Pennsylvania
$593K – – –
IAIM
39
International Assets Investment Management
Florida
$581K – – –
YWP
40
YorkBridge Wealth Partners
New York
$567K -$13.9K -1,400 -2%
VEA
41
Virtus ETF Advisers
New York
$541K -$315K -31,819 -38%
CG
42
Clarus Group
Texas
$538K +$446K +45,001 New
BCM
43
Bridgeway Capital Management
Texas
$513K – – –
FNBT
44
FineMark National Bank & Trust
Florida
$414K – – –
ECM
45
ExodusPoint Capital Management
New York
$412K +$398K +40,116 New
William Blair & Company
46
William Blair & Company
Illinois
$410K +$396K +40,000 New
CA
47
Cornerstone Advisory
Maryland
$402K -$33K -3,326 -8%
WA
48
WealthTrust Axiom
Pennsylvania
$356K -$157K -15,800 -31%
VF
49
Virtu Financial
New York
$347K +$209K +21,140 +166%
Osaic Holdings
50
Osaic Holdings
Arizona
$344K +$18.7K +1,882 +6%
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CGBD Hedge Fund Activity: Q4 2020 in Review

92 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q4 2020, worth a combined $140M — up 14% from $123M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new CGBD positions and 9 closed out — a net gain of 14 holders — while 23 added to existing stakes and 29 trimmed.

The largest buyer was Neuberger Berman Group, opening a new position worth an estimated $2.2M. The largest seller was Invesco, cutting an estimated $2.91M.

  • 92 institutional investors held Carlyle Secured Lending (CGBD) as of Q4 2020, up from 78 in Q3 2020.
  • Funds reported $140M of Carlyle Secured Lending stock for Q4 2020, up 14% quarter-over-quarter.
  • 23 funds opened new Carlyle Secured Lending positions in Q4 2020 and 9 closed out, a net change of +14 holders.
  • The largest Carlyle Secured Lending buyer in Q4 2020 was Neuberger Berman Group, an estimated $2.2M added.
  • The largest Carlyle Secured Lending seller in Q4 2020 was Invesco, an estimated $2.91M sold.

Based on aggregated 13F filings for Q4 2020.