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CEFL
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
CEFL
Delisted
CEFL was delisted on the 26th of March, 2020.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
AWA
1
Arete Wealth Advisors
Chicago,
Illinois
| $706K | +$303K | +12,025 | +66% |
|
| 2 |
SPC
2
Sigma Planning Corp
Ann Arbor,
Michigan
| $620K | +$668K | +26,552 | New |
|
| 3 |
3
UBS Group
Zurich,
Switzerland
| $201K | +$217K | +8,606 | New |
|
| 4 |
4
Creative Planning
Overland Park,
Kansas
| $121K | +$30.2K | +1,200 | +30% |
|
| 5 |
BRWM
5
B. Riley Wealth Management
Memphis,
Tennessee
| $9K | +$10.1K | +400 | New |
|
| 6 |
6
Citigroup
New York
| $1K | +$1.53K | +61 | New |
|
| 7 |
CFA
7
Carroll Financial Associates
Charlotte,
North Carolina
| – | -$351K | -13,600 | Closed |
|
| 8 |
TRCT
8
Tower Research Capital (TRC)
New York
| – | -$1K | -34 | Closed |
|
| 9 |
9
Parallax Volatility Advisers
San Francisco,
California
| – | +$25 | +1 | New |
|