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Codexis

119 hedge funds and large institutions have $682M invested in Codexis in 2019 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 45 increasing their positions, 29 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 29

9% less first-time investments, than exits

New positions opened: 21 | Existing positions closed: 23

2% less funds holding

Funds holding: 121119 (-2)

2.97% less ownership

Funds ownership: 88.12%85.15% (-3%)

27% less capital invested

Capital invested by funds: $928M → $682M (-$247M)

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

96% less call options, than puts

Call options by funds: $17K | Put options by funds: $422K

Holders
119
Holders Change
-2
Holders Change %
-1.65%
% of All Funds
2.61%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.09%
New
21
Increased
45
Reduced
29
Closed
23
Calls
$17K
Puts
$422K
Net Calls
-$405K
Net Calls Change
-$335K
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
101
Ladenburg Thalmann Financial Services
Florida
$23K -$25.6K -1,628 -48%
TRCT
102
Tower Research Capital (TRC)
New York
$22K -$9.58K -609 -28%
IA
103
IFP Advisors
Florida
$21K +$23.9K +1,517 New
US Bancorp
104
US Bancorp
Minnesota
$14K
AF
105
Advisornet Financial
Minnesota
$14K +$15.7K +1,000 New
Rockefeller Capital Management
106
Rockefeller Capital Management
New York
$14K +$15.7K +1,000 New
WEC
107
Winslow Evans & Crocker
Massachusetts
$12K
GRP
108
Global Retirement Partners
California
$11K
Nisa Investment Advisors
109
Nisa Investment Advisors
Missouri
$11K +$5.03K +320 +65%
CG
110
Cutler Group
California
$4K -$1.57K -100 -25%
RWA
111
Ropes Wealth Advisors
Massachusetts
$3K
VFA
112
Valeo Financial Advisors
Indiana
$3K +$834 +53 +27%
BBHC
113
Brown Brothers Harriman & Co
New York
$3K +$3.62K +230 New
BFC
114
Bedel Financial Consulting
Indiana
$2K +$2.11K +134 New
GWAG
115
Garrett Wealth Advisory Group
Texas
$1.37K +$1.57K +100 New
PA
116
Parallel Advisors
California
$1K
LWA
117
Lowe Wealth Advisors
Maryland
$1K +$787 +50 New
GT
118
Glenmede Trust
Pennsylvania
$2 -$25.6K -1,625 -92%
VC
119
Vivo Capital
California
-$48.2M -2,614,458 Closed
FCM
120
Farallon Capital Management
California
-$23M -1,250,000 Closed
DCM
121
Driehaus Capital Management
Illinois
-$8.07M -437,828 Closed
First Trust Advisors
122
First Trust Advisors
Illinois
-$2.85M -154,933 Closed
MWNA
123
Marshall Wace North America
New York
-$1.25M -68,116 Closed
EI
124
EAM Investors
California
-$1.14M -61,941 Closed
EGI
125
EAM Global Investors
California
-$860K -46,641 Closed

CDXS Hedge Fund Activity: Q3 2019 in Review

119 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Codexis (CDXS) for Q3 2019, worth a combined $682M — down 27% from $928M a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of CDXS and 21 opened new positions — a net loss of 2 holders — while 29 trimmed existing stakes and 45 added.

The largest buyer was Fidelity Investments, adding an estimated $9.99M. The largest seller was Vivo Capital, exiting entirely with an estimated $48.2M sold.

  • 119 institutional investors held Codexis (CDXS) as of Q3 2019, down from 121 in Q2 2019.
  • Funds reported $682M of Codexis stock for Q3 2019, down 27% quarter-over-quarter.
  • 21 funds opened new Codexis positions in Q3 2019 and 23 closed out, a net change of -2 holders.
  • The largest Codexis buyer in Q3 2019 was Fidelity Investments, an estimated $9.99M added.
  • The largest Codexis seller in Q3 2019 was Vivo Capital, an estimated $48.2M sold.

Based on aggregated 13F filings for Q3 2019.