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Codexis
CDXS

37 hedge funds and large institutions have $13.6M invested in Codexis in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 16 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% less funds holding

Funds holding: 42 → 37 (-5)

15% less capital invested

Capital invested by funds: $16M → $13.6M (-$2.43M)

44% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 16

63% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 8

Holders
37
Holders Change
-5
Holders Change %
-11.9%
% of All Funds
1.07%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
9
Reduced
16
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
NCM
Nantahala Capital Management
Connecticut
+$1.52M
2
Renaissance Technologies
Renaissance Technologies
New York
+$254K
3
6CM
683 Capital Management
New York
+$172K
4
Two Sigma Investments
Two Sigma Investments
New York
+$56.2K
5
Two Sigma Advisers
Two Sigma Advisers
New York
+$23.7K

Top Sellers

Rank Fund Capital Flow
1
PI
Putnam Investments
Massachusetts
-$528K
2
Vanguard Group
Vanguard Group
Pennsylvania
-$147K
3
Goldman Sachs
Goldman Sachs
New York
-$110K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$98.9K
5
Jacobs Levy Equity Management
Jacobs Levy Equity Management
New Jersey
-$80.7K
Name Holding Trade Value Shares
Change 		Change in
Stake
Two Sigma Advisers
26
Two Sigma Advisers
New York
$21K +$23.7K +15,198 New
BA
27
BlackRock Advisors
Delaware
$8K – – –
Wells Fargo
28
Wells Fargo
California
$6K -$2.89K -1,850 -31%
California Public Employees Retirement System
29
California Public Employees Retirement System
California
$6K -$1.93K -1,234 -22%
NFA
30
Nationwide Fund Advisors
Ohio
$2K – – –
TRCT
31
Tower Research Capital (TRC)
New York
$2K +$2.5K +1,600 New
GC
32
Globeflex Capital
California
$1K – – –
BNP Paribas Financial Markets
33
BNP Paribas Financial Markets
France
$967 +$1.08K +691 New
Manulife (Manufacturers Life Insurance)
34
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1 – – –
PI
35
Putnam Investments
Massachusetts
– -$528K -300,000 Closed
CCB
36
Cutter & Co Brokerage
Missouri
– -$69K -39,400 Closed
BG
37
BlackRock Group
United Kingdom
– -$56K -31,659 Closed
PPA
38
Parametric Portfolio Associates
Washington
– -$28K -15,862 Closed
State Street
39
State Street
Massachusetts
– -$26K -15,161 Closed
T. Rowe Price Associates
40
T. Rowe Price Associates
Maryland
– -$21K -11,859 Closed
U
41
UBS
Switzerland
– -$4K -2,109 Closed
Deutsche Bank
42
Deutsche Bank
Germany
– -$67 -43 -54%
1
2

CDXS Hedge Fund Activity: Q4 2013 in Review

37 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Codexis (CDXS) for Q4 2013, worth a combined $13.6M — down 15% from $16M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of CDXS and 3 opened new positions — a net loss of 5 holders — while 16 trimmed existing stakes and 9 added.

The largest buyer was Nantahala Capital Management, adding an estimated $1.52M. The largest seller was Putnam Investments, exiting entirely with an estimated $528K sold.

  • 37 institutional investors held Codexis (CDXS) as of Q4 2013, down from 42 in Q3 2013.
  • Funds reported $13.6M of Codexis stock for Q4 2013, down 15% quarter-over-quarter.
  • 3 funds opened new Codexis positions in Q4 2013 and 8 closed out, a net change of -5 holders.
  • The largest Codexis buyer in Q4 2013 was Nantahala Capital Management, an estimated $1.52M added.
  • The largest Codexis seller in Q4 2013 was Putnam Investments, an estimated $528K sold.

Based on aggregated 13F filings for Q4 2013.