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CBA

ClearBridge American Energy MLP
CBA

Delisted

CBA was delisted on the 16th of November, 2018.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$24.3M +$1.49M +187,101 +7%
AAM
2
Advisors Asset Management
Colorado
$11.5M -$828K -103,756 -7%
SIA
3
Sit Investment Associates
Minnesota
$6.72M +$1.21M +152,200 +24%
RPA
4
Rock Point Advisors
Vermont
$6M -$476K -59,620 -8%
UBS Group
5
UBS Group
Switzerland
$3.66M +$346K +43,397 +11%
Bank of America
6
Bank of America
North Carolina
$3.64M -$1.49M -186,129 -31%
RCM
7
Rivernorth Capital Management
Florida
$3.6M -$954K -119,470 -22%
DA
8
Doliver Advisors
Texas
$2.44M +$1.04M +130,783 +86%
GC
9
Guggenheim Capital
Illinois
$2.13M +$538K +67,412 +38%
Citigroup
10
Citigroup
New York
$1.83M +$842K +105,496 +99%
Invesco
11
Invesco
Georgia
$1.73M +$49.1K +6,153 +3%
HighTower Advisors
12
HighTower Advisors
Illinois
$1.5M +$1.38M +173,400 New
Wells Fargo
13
Wells Fargo
California
$1.4M -$676K -84,721 -34%
LPL Financial
14
LPL Financial
California
$1.2M -$1.41M -176,432 -56%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$847K +$276K +34,599 +55%
HAG
16
HighPoint Advisor Group
Illinois
$578K -$309K -38,700 -37%
Nuveen Fund Advisors
17
Nuveen Fund Advisors
Illinois
$526K +$485K +60,766 New
Fifth Third Bancorp
18
Fifth Third Bancorp
Ohio
$500K +$238K +29,797 +106%
RJA
19
Raymond James & Associates
Florida
$433K +$161K +20,184 +68%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$417K -$12.1K -1,510 -3%
WS
21
Wedbush Securities
California
$329K +$59.9K +7,500 +25%
TC
22
TFS Capital
Pennsylvania
$211K -$167K -20,877 -46%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$210K +$8.21K +1,029 +4%
IA
24
IFP Advisors
Florida
$167K +$154K +19,296 New
CSS
25
Cubist Systematic Strategies
Connecticut
$138K -$12.7K -1,587 -9%
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