TFS Capital’s ClearBridge American Energy MLP CBA Stock Holding History

TFS Capital’s Portfolio CBA Stock Details CBA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-29,119	Closed	-$261K	–	1043
2016 Q3	$261K	Buy	29,119 +4,739	+19%	+$41.3K	0.06%	457
2016 Q2	$211K	Sell	24,380 -20,877	-46%	-$167K	0.04%	713
2016 Q1	$316K	Buy	+45,257	New	+$288K	0.05%	630
2015 Q3	–	Sell	-14,530	Closed	-$201K	–	1236
2015 Q2	$201K	Buy	+14,530	New	+$227K	0.02%	747
2015 Q1	–	Sell	-99,962	Closed	-$1.59M	–	1335
2014 Q4	$1.59M	Buy	99,962 +11,445	+13%	+$196K	0.15%	192
2014 Q3	$1.61M	Buy	+88,517	New	+$1.64M	0.14%	219
2014 Q2	–	Sell	-98,735	Closed	-$1.6M	–	1668
2014 Q1	$1.6M	Buy	+98,735	New	+$1.68M	0.11%	283

Other funds holding CBA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

RPA

Rock Point Advisors Burlington, Vermont $409M AUM 30.68% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $388M AUM 29.38% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $103B AUM 28.65% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TFS Capital's CBA Position: Q4 2016 in Review

TFS Capital sold out of ClearBridge American Energy MLP (CBA) in Q4 2016, closing a stake of 29,119 shares — an estimated $261K sold.

TFS Capital first reported a position in CBA in Q1 2014 and held it in 7 quarters. The position peaked at $1.61M in Q3 2014. 55 funds tracked by Wall St. Rank hold CBA as of Q4 2016.

TFS Capital reported no remaining ClearBridge American Energy MLP position as of Q4 2016 after selling out during the quarter.
TFS Capital sold 29,119 ClearBridge American Energy MLP shares in Q4 2016, an estimated $261K.
TFS Capital first reported a position in ClearBridge American Energy MLP in Q1 2014 and held it in 7 quarters.
TFS Capital's ClearBridge American Energy MLP position peaked at $1.61M in Q3 2014.
55 funds tracked by Wall St. Rank held ClearBridge American Energy MLP as of Q4 2016.

Based on TFS Capital's 13F filing for Q4 2016, filed 20 Jan 2017.