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CBA

ClearBridge American Energy MLP
CBA

Delisted

CBA was delisted on the 16th of November, 2018.

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Name Holding Trade Value Shares
Change 		Change in
Stake
HAG
1
HighPoint Advisor Group
Illinois
$256K -$111K -15,260 -37%
Morgan Stanley
2
Morgan Stanley
New York
– -$26.6M -3,380,358 Closed
MGAM
3
McGowan Group Asset Management
Texas
– -$15.3M -1,949,467 Closed
SEIA
4
Signature Estate & Investment Advisors
California
– -$10.8M -1,371,430 Closed
RPA
5
Rock Point Advisors
Vermont
– -$9.49M -1,206,030 Closed
SIA
6
Sit Investment Associates
Minnesota
– -$9.15M -1,163,218 Closed
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
– -$6.27M -797,042 Closed
TB
8
Terril Brothers
Missouri
– -$5.35M -679,980 Closed
GC
9
Guggenheim Capital
Illinois
– -$5.19M -659,333 Closed
HighTower Advisors
10
HighTower Advisors
Illinois
– -$4.54M -577,764 Closed
AAM
11
Advisors Asset Management
Colorado
– -$2.8M -355,906 Closed
COLIM
12
City of London Investment Management
United Kingdom
– -$2.71M -344,623 Closed
Wells Fargo
13
Wells Fargo
California
– -$2.63M -334,694 Closed
Bank of America
14
Bank of America
North Carolina
– -$2.32M -295,345 Closed
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
– -$2.17M -275,000 Closed
UBS Group
16
UBS Group
Switzerland
– -$2.01M -255,816 Closed
AA
17
Advisory Alpha
Michigan
– -$1.51M -215,379 Closed
Invesco
18
Invesco
Georgia
– -$1.14M -144,345 Closed
ClearBridge Investments
19
ClearBridge Investments
New York
– -$996K -126,500 Closed
Goldman Sachs
20
Goldman Sachs
New York
– -$955K -121,401 Closed
Fifth Third Bancorp
21
Fifth Third Bancorp
Ohio
– -$928K -117,872 Closed
DA
22
Doliver Advisors
Texas
– -$824K -104,719 Closed
RJA
23
Raymond James & Associates
Florida
– -$675K -85,721 Closed
LTFS
24
Ladenburg Thalmann Financial Services
Florida
– -$668K -84,780 Closed
WAM
25
Wolverine Asset Management
Illinois
– -$632K -80,406 Closed
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