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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
GAM
1226
Gould Asset Management
California
– -$224K -2,450 Closed
LCM
1227
LVM Capital Management
Michigan
– -$224K -2,450 Closed
TAM
1228
Trillium Asset Management
Massachusetts
– -$223K -2,434 Closed
BCM
1229
BTR Capital Management
California
– -$222K -2,425 Closed
BRA
1230
Bender Robert & Associates
California
– -$220K -2,407 Closed
JWBC
1231
J.W. Burns & Co
New York
– -$220K -2,400 Closed
MIH
1232
Madison Investment Holdings
Wisconsin
– -$220K -2,400 Closed
SRAM
1233
Stone Ridge Asset Management
New York
– -$220K -2,400 Closed
YMRC
1234
Yorktown Management & Research Company
Virginia
– -$220K -2,400 Closed
PI
1235
Pettee Investors
Connecticut
– -$219K -2,398 Closed
BST
1236
Bath Savings Trust
Maine
– -$216K -2,360 Closed
RSVP
1237
Ramsay Stattman Vela & Price
Colorado
– -$216K -2,360 Closed
BIC
1238
Beach Investment Counsel
Pennsylvania
– -$215K -2,350 Closed
TC
1239
TradeLink Capital
Illinois
– -$215K -2,348 Closed
HS
1240
Huntington Steele
Pennsylvania
– -$213K -2,332 Closed
GT
1241
Greenleaf Trust
Michigan
– -$213K -2,325 Closed
NEPWA
1242
New England Private Wealth Advisors
Massachusetts
– -$213K -2,324 Closed
HCA
1243
Horan Capital Advisors
Ohio
– -$213K -2,322 Closed
MGAM
1244
McGowan Group Asset Management
Texas
– -$210K -2,297 Closed
VF
1245
Virtu Financial
New York
– -$206K -2,252 Closed
TBNY
1246
Trustco Bank (New York)
New York
– -$205K -2,243 Closed
SCA
1247
Salient Capital Advisors
Texas
– -$203K -2,216 Closed
BCM
1248
Bienville Capital Management
New York
– -$201K -2,200 Closed
DAM
1249
Doheny Asset Management
California
– -$201K -2,200 Closed
NPIT
1250
National Penn Investors Trust
Pennsylvania
– -$201K -2,200 Closed
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