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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
LM
1201
Luminus Management
Texas
– -$5.01M -54,034 Closed
GCM
1202
Graham Capital Management
Connecticut
– -$4.08M -44,000 Closed
PG
1203
PEAK6 Group
Illinois
– -$3.44M -33,850 Closed
Walleye Trading
1204
Walleye Trading
New York
– -$3.35M -33,026 Closed
HIM
1205
Hanlon Investment Management
New Jersey
– -$2.52M -27,223 Closed
QT
1206
Quantbot Technologies
New York
– -$2.48M -26,773 Closed
QAM
1207
Quantres Asset Management
Cayman Islands
– -$2.19M -23,600 Closed
VKH
1208
Virtu KCG Holdings
New York
– -$2.11M -22,738 Closed
FP
1209
FDO Partners
Massachusetts
– -$2.06M -22,258 Closed
MF
1210
Magnetar Financial
Illinois
– -$1.68M -18,143 Closed
GCP
1211
GSA Capital Partners
United Kingdom
– -$1.57M -16,886 Closed
WAM
1212
Wolverine Asset Management
Illinois
– -$1.21M -13,000 Closed
RVM
1213
Robinson Value Management
Texas
– -$1.2M -12,895 Closed
AFS
1214
Amtrust Financial Services
New York
– -$1.18M -12,713 Closed
NI
1215
Numeric Investors
Massachusetts
– -$1.16M -12,500 Closed
AGM
1216
Alpine Global Management
New York
– -$1.09M -11,787 Closed
HI
1217
HBK Investments
Texas
– -$931K -10,037 Closed
ID
1218
Integral Derivatives
New York
– -$1.02M -10,015 Closed
TCM
1219
Teza Capital Management
Illinois
– -$846K -9,118 Closed
SM
1220
Sciencast Management
New Jersey
– -$747 -8,048 Closed
SCA
1221
Salient Capital Advisors
Texas
– -$724K -7,805 Closed
PAM
1222
PT Asset Management
Illinois
– -$620K -6,100 Closed
DIA
1223
Denver Investment Advisors
Colorado
– -$522K -5,628 Closed
CWM
1224
Concert Wealth Management
California
– -$499K -5,393 Closed
GCA
1225
Gideon Capital Advisors
New York
– -$486K -5,244 Closed
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