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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
HRC
1176
Hoertkorn Richard Charles
$11K – – –
SHJ
1177
Sharkey, Howes & Javer
Colorado
$11K – – –
AAP
1178
Arax Advisory Partners
Colorado
$11K +$102 +1 +0.9%
RIA
1179
RPG Investment Advisory
California
$11K +$10.2K +100 New
AIL
1180
AGF Investments LLC
Ontario, Canada
$10K -$31.6K -311 -77%
FCMT
1181
Founders Capital Management (Texas)
Texas
$9K – – –
RFS
1182
Rockefeller Financial Services
New York
$9K – – –
WAS
1183
Winch Advisory Services
Wisconsin
$9K – – –
PCFFS
1184
Pacific Center for Financial Services
California
$7K – – –
ANBT
1185
American National Bank & Trust
Texas
$6K – – –
LWA
1186
Lowe Wealth Advisors
Maryland
$6K – – –
AW
1187
Alpha Windward
Massachusetts
$6K +$5.69K +56 New
PVH
1188
Psagot Value Holdings
Israel
$5K – – –
GWA
1189
Guidant Wealth Advisors
Illinois
$4K -$8.94K -88 -68%
IWM
1190
IHT Wealth Management
Illinois
$4K +$112K +1,101 +46%
SQA
1191
Simon Quick Advisors
New Jersey
$3K – – –
CAPTRUST Financial Advisors
1192
CAPTRUST Financial Advisors
North Carolina
$1K +$914 +9 New
PFGIA
1193
Patriot Financial Group Insurance Agency
Massachusetts
$1K +$1.32K +13 New
Capital Fund Management (CFM)
1194
Capital Fund Management (CFM)
France
– -$69.2M -681,522 Closed
PI
1195
PGGM Investments
Netherlands
– -$33.7M -363,574 Closed
UOC
1196
UBS O'Connor
Illinois
– -$16.1M -174,000 Closed
Arrowstreet Capital
1197
Arrowstreet Capital
Massachusetts
– -$10.3M -110,600 Closed
MNA
1198
Manning & Napier Advisors
New York
– -$8M -86,261 Closed
Marshall Wace
1199
Marshall Wace
United Kingdom
– -$7.26M -78,102 Closed
PP
1200
Paloma Partners
Connecticut
– -$7.9M -77,805 Closed