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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
SHJ
1176
Sharkey, Howes & Javer
Colorado
$11K
AAP
1177
Arax Advisory Partners
Colorado
$11K +$102 +1 +0.9%
RIA
1178
RPG Investment Advisory
California
$11K +$10.2K +100 New
AIL
1179
AGF Investments LLC
Ontario, Canada
$10K -$31.6K -311 -77%
FCMT
1180
Founders Capital Management (Texas)
Texas
$9K
RFS
1181
Rockefeller Financial Services
New York
$9K
WAS
1182
Winch Advisory Services
Wisconsin
$9K
PCFFS
1183
Pacific Center for Financial Services
California
$7K
ANBT
1184
American National Bank & Trust
Texas
$6K
LWA
1185
Lowe Wealth Advisors
Maryland
$6K
AW
1186
Alpha Windward
Massachusetts
$6K +$5.69K +56 New
PVH
1187
Psagot Value Holdings
Israel
$5K
GWA
1188
Guidant Wealth Advisors
Illinois
$4K -$8.94K -88 -68%
SQA
1189
Simon Quick Advisors
New Jersey
$3K
CAPTRUST Financial Advisors
1190
CAPTRUST Financial Advisors
North Carolina
$1K +$914 +9 New
PFGIA
1191
Patriot Financial Group Insurance Agency
Massachusetts
$1K +$1.32K +13 New
SCP
1192
Syntal Capital Partners
Texas
$317 +$300K +2,957 New
IWM
1193
IHT Wealth Management
Illinois
$4 +$112K +1,101 +46%
Capital Fund Management (CFM)
1194
Capital Fund Management (CFM)
France
-$69.2M -681,522 Closed
PI
1195
PGGM Investments
Netherlands
-$33.7M -363,574 Closed
UOC
1196
UBS O'Connor
Illinois
-$16.1M -174,000 Closed
Arrowstreet Capital
1197
Arrowstreet Capital
Massachusetts
-$10.3M -110,600 Closed
MNA
1198
Manning & Napier Advisors
New York
-$8M -86,261 Closed
Marshall Wace
1199
Marshall Wace
United Kingdom
-$7.26M -78,102 Closed
PP
1200
Paloma Partners
Connecticut
-$7.9M -77,805 Closed