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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
TFA
1101
Transamerica Financial Advisors
Florida
$108K +$102K +968 +4,033%
BEAM
1102
Baker Ellis Asset Management
Washington
$105K -$210K -2,000 -67%
HF
1103
Hoxton Financial
West Virginia
$100K – – –
FAM
1104
Fred Alger Management
New York
$99K +$3.67K +35 +4%
MFBTD
1105
MB Financial Bank - Trust Department
Illinois
$96K +$25.6K +244 +38%
FCCM
1106
First City Capital Management
Georgia
$95.1K -$23.6K -225 -20%
CCS
1107
Crosspoint Capital Strategies
California
$91K -$124K -1,179 -57%
TCM
1108
Tradewinds Capital Management
Washington
$86K -$5.14K -49 -6%
SCP
1109
Syntal Capital Partners
Texas
$83K +$80.2K +764 New
PAS
1110
Partnervest Advisory Services
California
$80K -$220K -2,099 -74%
GSC
1111
Ground Swell Capital
South Carolina
$78K +$74.9K +714 New
DOA
1112
D'Orazio & Associates
Virginia
$76K – – –
RFA
1113
Reilly Financial Advisors
California
$76K +$10.5K +100 +17%
HCP
1114
Holt Capital Partners
Texas
$74K – – –
AR
1115
Advisory Research
Illinois
$72K -$5.25K -50 -7%
AC
1116
Alexandria Capital
Virginia
$71K +$22.7K +216 +50%
EFSCE
1117
Enterprise Financial Services Corp (EFSC)
Missouri
$66K -$10.5K -100 -14%
SGC
1118
South Georgia Capital
Illinois
$65K -$1.92M -18,300 -97%
SEC
1119
Seven Eight Capital
New York
$65K -$262K -2,500 -81%
JAM
1120
Jolley Asset Management
North Carolina
$65K – – –
GI
1121
Gradient Investments
Minnesota
$64K -$9.97K -95 -14%
JIC
1122
Joel Isaacson & Co
New York
$62K +$10.5K +100 +21%
CFSG
1123
Community Financial Services Group
Vermont
$57K – – –
WIL
1124
Winifred I. Li
$57K – – –
ARMC
1125
American Research & Management Company
Massachusetts
$55K – – –
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