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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
HF
1101
Hoxton Financial
West Virginia
$100K – – –
FAM
1102
Fred Alger Management
New York
$99K +$3.67K +35 +4%
MFBTD
1103
MB Financial Bank - Trust Department
Illinois
$96K +$25.6K +244 +38%
FCCM
1104
First City Capital Management
Georgia
$95.1K -$23.6K -225 -20%
CCS
1105
Crosspoint Capital Strategies
California
$91K -$124K -1,179 -57%
TCM
1106
Tradewinds Capital Management
Washington
$86K -$5.14K -49 -6%
SCP
1107
Syntal Capital Partners
Texas
$83K +$80.2K +764 New
PAS
1108
Partnervest Advisory Services
California
$80K -$220K -2,099 -74%
GSC
1109
Ground Swell Capital
South Carolina
$78K +$74.9K +714 New
DOA
1110
D'Orazio & Associates
Virginia
$76K – – –
RFA
1111
Reilly Financial Advisors
California
$76K +$10.5K +100 +17%
HCP
1112
Holt Capital Partners
Texas
$74K – – –
AR
1113
Advisory Research
Illinois
$72K -$5.25K -50 -7%
AC
1114
Alexandria Capital
Virginia
$71K +$22.7K +216 +50%
EFSCE
1115
Enterprise Financial Services Corp (EFSC)
Missouri
$66K -$10.5K -100 -14%
SGC
1116
South Georgia Capital
Illinois
$65K -$1.92M -18,300 -97%
SEC
1117
Seven Eight Capital
New York
$65K -$262K -2,500 -81%
JAM
1118
Jolley Asset Management
North Carolina
$65K – – –
GI
1119
Gradient Investments
Minnesota
$64K -$9.97K -95 -14%
JIC
1120
Joel Isaacson & Co
New York
$62K +$10.5K +100 +21%
CFSG
1121
Community Financial Services Group
Vermont
$57K – – –
WIL
1122
Winifred I. Li
$57K – – –
ARMC
1123
American Research & Management Company
Massachusetts
$55K – – –
AFIA
1124
America First Investment Advisors
Nebraska
$54K – – –
OP
1125
Oldfield Partners
United Kingdom
$54K – – –
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