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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
LCM
1076
Liberty Capital Management
Michigan
$11K +$10.6K +130 New
DBT
1077
Dubuque Bank & Trust
Iowa
$9K -$16.4K -200 -67%
ACM
1078
Armbruster Capital Management
New York
$9K – – –
BKA
1079
Brick & Kyle Associates
Pennsylvania
$9K – – –
HRC
1080
Hoertkorn Richard Charles
$9K – – –
NC
1081
NewSquare Capital
Pennsylvania
$9K – – –
SHJ
1082
Sharkey, Howes & Javer
Colorado
$9K – – –
RFS
1083
Rockefeller Financial Services
New York
$7K – – –
SAM
1084
Solaris Asset Management
New York
$7K +$6.38K +78 New
DPA
1085
Delphi Private Advisors
California
$6K -$900 -11 -14%
HCM
1086
Herndon Capital Management
Georgia
$5K – – –
LWA
1087
Lowe Wealth Advisors
Maryland
$5K – – –
PVH
1088
Psagot Value Holdings
Israel
$4K – – –
TWMP
1089
Taylor Wealth Management Partners
Massachusetts
$4K – – –
GWA
1090
Guidant Wealth Advisors
Illinois
$4K +$3.44K +42 New
OC
1091
Oakworth Capital
Alabama
$3K -$22.3K -273 -89%
RWM
1092
Raffa Wealth Management
District of Columbia
$1.15K – – –
SFPM
1093
Sensible Financial Planning & Management
Massachusetts
$1K – – –
FNB
1094
Farmers National Bank
Kentucky
$307 -$31.3K -382 -10%
SBL
1095
Sargent Bickham Lagudis
Colorado
$260 +$17.2K +210 +8%
JWBC
1096
John W. Bristol & Co
New York
– -$45.9M -604,969 Closed
WRF
1097
Waddell & Reed Financial
Kansas
– -$22.4M -295,525 Closed
NEI
1098
Northwest & Ethical Investments
Ontario, Canada
– -$19.6M -257,900 Closed
RIG
1099
RiverFront Investment Group
Virginia
– -$18.7M -246,581 Closed
ZIC
1100
ZWJ Investment Counsel
Georgia
– -$12.3M -162,368 Closed
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