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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
KLWA
1051
Kelly Lawrence W & Associates
California
$65K -$37.9K -400 -36%
DOA
1052
D'Orazio & Associates
Virginia
$65K – – –
TJHA
1053
Thomas J. Herzfeld Advisors
Florida
$65K +$568 +6 +0.9%
PB
1054
Pinnacle Bancorp
Nebraska
$64K +$65.2K +689 New
OFW
1055
Omnia Family Wealth
Florida
$63K -$23.7K -250 -27%
EWM
1056
Endurance Wealth Management
Rhode Island
$63K -$18.9K -200 -23%
JAM
1057
Jolley Asset Management
North Carolina
$63K – – –
JFGIW
1058
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$62K -$193K -2,036 -75%
ABA
1059
American Beacon Advisors
Texas
$61.5K +$62.8K +663 New
MPWT
1060
MassMutual Private Wealth & Trust
Connecticut
$61K +$18.9K +200 +44%
OFS
1061
Orrstown Financial Services
Pennsylvania
$61K – – –
CPIG
1062
Chicago Partners Investment Group
Illinois
$61K +$9.56K +101 +18%
VCM
1063
Vigilant Capital Management
Maine
$60K – – –
BWP
1064
Baldwin Wealth Partners
Massachusetts
$56K – – –
GEA
1065
Glen Eagle Advisors
New Jersey
$55.2K +$10.4K +110 +23%
AIM
1066
Anchor Investment Management
South Carolina
$53.3K – – –
RFM
1067
Royal Fund Management
Florida
$53K -$18.9K -200 -26%
NCM
1068
Nelson Capital Management
California
$53K – – –
RFA
1069
Reilly Financial Advisors
California
$53K – – –
BWM
1070
Baystate Wealth Management
Massachusetts
$53K +$36K +380 +218%
AA
1071
Apriem Advisors
California
$50K +$284 +3 +0.6%
TCM
1072
Tradewinds Capital Management
Washington
$49K +$38.5K +407 +328%
RPG
1073
Risk Paradigm Group
Texas
$48.5K -$93.6K -989 -65%
SIM
1074
Sonora Investment Management
Arizona
$46.4K +$47.3K +500 New
CPA
1075
Cowen Prime Advisors
New York
$46K -$9.47K -100 -17%
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